Financial services law:
Gespeichert in:
| Weitere beteiligte Personen: | , , |
|---|---|
| Format: | Buch |
| Sprache: | Englisch |
| Veröffentlicht: |
Oxford
Oxford University Press
[2018]
|
| Ausgabe: | Fourth edition |
| Schlagwörter: | |
| Links: | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=029959813&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| Umfang: | cviii, 1095 Seiten |
| ISBN: | 9780198793809 |
Internformat
MARC
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| 245 | 1 | 0 | |a Financial services law |c edited by George Walker, Robert Purves ; consultant editior: Michael Blair QC |
| 250 | |a Fourth edition | ||
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Datensatz im Suchindex
| _version_ | 1819273064366473216 |
|---|---|
| adam_text | CONTENTS*SUMMARY
TABLE OF CASES XXXI
TABLE OF EUROPEAN LEGISLATION XLI
TABLE OF STATUTES LV
TABLE OF STATUTORY INSTRUMENTS LXXVII
TABLE OF AGREEMENTS, DECLARATIONS AND CONVENTIONS LXXXLX
LIST OF ABBREVIATIONS XCI
EDITORS AND CONTRIBUTORS CVII
I REGULATORY STRUCTURE
1. UK FINANCIAL SERVICES REFORM 3
GEORGE WALKER, CENTRE FOR COMMERCIAL LAW STUDIES, QUEEN MARY UNIVERSITY
OF LONDON
2. STATUTORY FRAMEWORK FOR UK FINANCIAL SERVICES REGULATION 41
PAUL KENNEDY, FORMERLY OF FINANCIAL SERVICES AUTHORITY AND
FINANCIAL REPORTING COUNCIL
3. EUROPEAN FINANCIAL SERVICES 69
JANE WELCH, BRITISH INSTITUTE OF INTERNATIONAL AND COMPARATIVE LAW, &
PETER PARKER, FINANCIAL CONDUCT AUTHORITY
4. INTERNATIONAL AGREEMENTS AND SUPRANATIONAL BODIES 146
DEBORAH SABALOT, OUTER TEMPLE CHAMBERS
II FINANCIAL SERVICES REGULATION
5. THEPRAANDFCA 215
ROBERT PURVES, 3 VERULAM BUILDINGS
6. THE FCA HANDBOOK AND THE PRA RULEBOOK 229
ROBERT PURVES, 3 VERULAM BUILDINGS
7. REGULATORY PROCESSES*AUTHORISATION AND SUPERVISION 263
SIMON GLEESON, CLIFFORD CHANCE LLP
8. INDIVIDUAL ACCOUNTABILITY 284
PETER SNOWDON AND SIMON LOVEGROVE, NORTON ROSE FULBRIGHT LLP
9. ENFORCEMENT 310
ANGELA HAYES, KING AND SPALDING LLP, & MATTHEW FEEHILY, SIDLEY AUSTIN
LLP
VJL
CONTENTS*SUMMARY
10. FINANCIAL REDRESS*COMPLAINTS, DISPUTES, AND COMPENSATION 333
ALEX KUCZYNSKI, JAMES DARBY SHIRE, & CASEY MCGRATH, FINANCIAL SERVICES
COMPENSATION SCHEME
11. LISTING AND PUBLIC OFFERS 416
JULIA MACHIN, CLIFFORD CHANCE LLP
12. MARKET ABUSE 457
ANDREW TUSON, BERWIN LEIGHTON PAISNER LLP
13. INSIDER DEALING AND MISLEADING STATEMENTS AND IMPRESSIONS 531
ANDREW TUSON, BERWIN LEIGHTON PAISNER LLP
14. MONEY LAUNDERING AND FINANCIAL CRIME 564
JOSEPH BAMFORD, PETER SNOWDON & SIMON LOVEGROVE, NORTON ROSE FULBRIGHT
LLP
15. FINANCIAL REGULATION IN COMMERCIAL DISPUTES 636
FARHAZ KHAN, OUTER TEMPLE CHAMBERS &JON HOLLAND, LATHAM & WATKINS LLP
III FINANCIAL SECTORS AND ACTIVITIES
16. BANKS AND BANKING 669
GEORGE WALKER, CENTRE FOR COMMERCIAL LAW STUDIES, QUEEN MARY UNIVERSITY
OF LONDON
17. INSURANCE REGULATION 741
NOLEENJOHN, MARIA ROSS & LAURA HODGSON, NORTON ROSE FULBRIGHT LLP
18. WHOLESALE INVESTMENT FIRMS 819
ETAY KATZ, ALLEN & OVERY LLP
19. RETAIL INVESTMENT FIRMS 875
GERARD MCMEEL, GUILDHALL CHAMBERS
20. HOME FINANCE TRANSACTIONS 914
ROBERT PURVES, 3 VERULAM BUILDINGS
21. CONSUMER CREDIT 951
EVA LOMNICKA, KING S COLLEGE, LONDON AND 4NEWSQUARE CHAMBERS
22. COLLECTIVE INVESTMENT SCHEMES 987
PHILIP HINKS, 3 VERULAM BUILDINGS
23. ISLAMIC FINANCIAL SERVICES 1036
ANDREW HENDERSON, EVERSHEDS SUTHERLAND LLP
INDEX 1077
VIA
|
| any_adam_object | 1 |
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| author_facet | Walker, George 1960- Purves, Robert Blair, Michael 1941- |
| building | Verbundindex |
| bvnumber | BV044561202 |
| classification_rvk | QK 400 |
| ctrlnum | (OCoLC)1030941205 (DE-599)BVBBV044561202 |
| discipline | Wirtschaftswissenschaften |
| edition | Fourth edition |
| format | Book |
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| geographic | Großbritannien (DE-588)4022153-2 gnd |
| geographic_facet | Großbritannien |
| id | DE-604.BV044561202 |
| illustrated | Not Illustrated |
| indexdate | 2024-12-20T18:06:09Z |
| institution | BVB |
| isbn | 9780198793809 |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-029959813 |
| oclc_num | 1030941205 |
| open_access_boolean | |
| owner | DE-M382 DE-19 DE-BY-UBM |
| owner_facet | DE-M382 DE-19 DE-BY-UBM |
| physical | cviii, 1095 Seiten |
| publishDate | 2018 |
| publishDateSearch | 2018 |
| publishDateSort | 2018 |
| publisher | Oxford University Press |
| record_format | marc |
| spellingShingle | Financial services law Finanzwirtschaft (DE-588)4017214-4 gnd Bankrecht (DE-588)4004473-7 gnd Finanzdienstleistungsmarkt (DE-588)4302181-5 gnd |
| subject_GND | (DE-588)4017214-4 (DE-588)4004473-7 (DE-588)4302181-5 (DE-588)4022153-2 |
| title | Financial services law |
| title_auth | Financial services law |
| title_exact_search | Financial services law |
| title_full | Financial services law edited by George Walker, Robert Purves ; consultant editior: Michael Blair QC |
| title_fullStr | Financial services law edited by George Walker, Robert Purves ; consultant editior: Michael Blair QC |
| title_full_unstemmed | Financial services law edited by George Walker, Robert Purves ; consultant editior: Michael Blair QC |
| title_short | Financial services law |
| title_sort | financial services law |
| topic | Finanzwirtschaft (DE-588)4017214-4 gnd Bankrecht (DE-588)4004473-7 gnd Finanzdienstleistungsmarkt (DE-588)4302181-5 gnd |
| topic_facet | Finanzwirtschaft Bankrecht Finanzdienstleistungsmarkt Großbritannien |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=029959813&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
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