The investor relations guidebook:
Gespeichert in:
| Beteilige Person: | |
|---|---|
| Format: | Buch |
| Sprache: | Englisch |
| Veröffentlicht: |
Centennial, Colorado
AccountingTools
[2017]
|
| Ausgabe: | Third Edition |
| Schriftenreihe: | AccountingTools series
|
| Schlagwörter: | |
| Links: | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=029731347&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| Umfang: | ix, 249 Seiten |
| ISBN: | 9781938910821 |
Internformat
MARC
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Datensatz im Suchindex
| _version_ | 1819246821456740352 |
|---|---|
| adam_text | Table of Contents
Chapter 1 - Introduction to Investor Relations..................................1
What is Investor Relations?..................................................1
The Investor Relations Officer...............................................2
The Investor Relations Staff.................................................5
Investor Relations Funding...................................................5
Specific Advantages of Investor Relations....................................7
Interactions with Public Relations...........................................8
The Securities and Exchange Commission.......................................9
Chapter 2 - The Value Proposition............................................ 11
The Value Proposition Concept...............................................11
Background Research.........................................................12
Formulation of the Value Proposition........................................13
The Problem of Too Much Market Share........................................19
The Problem of Seasonality..................................................20
Communication of Risk Mitigation............................................20
The Impact of a Negative Reputation.........................................22
Communication of the Value Proposition......................................22
The Value Proposition and Corporate Strategy................................24
Chapter 3 - Communicating the Message..........................................27
The Press Release...........................................................27
The Earnings Press Release..................................................30
The Annual Report...........................................................31
The Fact Sheet..............................................................33
Conference Presentations and Discussions....................................36
Newspapers and Related Media................................................36
Other Forms of Communication................................................38
The Communications Review Process...........................................39
The Communications Calendar.................................................40
The Communications Mailing List.............................................41
Flandling Negative News.....................................................41
1
The Negative News Response System.........................................41
The Negative News Early Warning System....................................42
The Contagion Effect......................................................43
The Nature of the Response................................................43
Risk Mitigation by the Investor Relations Officer.........................45
Chapter 4 ֊ Regulation FD.......................................................46
The Essentials of Regulation FD..............................................46
Compliance with Regulation FD................................................47
Chapter 5 - The Earnings Call................................................. 51
Earnings Call Attendees......................................................51
Earnings Call Logistics......................................................51
Structure of the Earnings Call...............................................52
The Question and Answer Session..............................................53
Earnings Call Variations.....................................................55
Earnings Call Bad Behavior...................................................55
Chapter 6 - Guidance.......................................................... 57
The Case for Guidance........................................................57
Guidance Guidelines..........................................................58
Timing....................................................................59
Type of Information.......................................................60
Guidance Range.......................................................... 61
Consistency...............................................................62
How Guidance is Communicated.................................................63
The Preannouncement..........................................................63
The Guidance Schedule........................................................64
Aggressive Guidance..........................................................65
The Consensus Earnings Estimate..............................................66
When Not to Issue Guidance...................................................66
Chapter 7 - The Forward-Looking Statement.......................................68
The Legal Basis of the Forward-Looking Statement.............................68
The Private Securities Litigation Reform Act.................................70
The Safe Harbor for Forward-Looking Statements...............................71
The Cautionary Statement.....................................................72
Chapter 8 - The Investor Relations Website......................................75
ii
Contents of the Investor Relations Website.......................................75
Functionality of the Investor Relations Website..................................78
Multimedia.......................................................................79
Using the Website for Regulation FD Disclosure...................................80
Hyperlinks to Third-Party Information............................................82
Interactive Website Features.....................................................85
Website Information Removal......................................................86
The Website and the IPO..........................................................86
Third Party Providers............................................................87
Chapter 9 - The Sell Side and the Buy Side..........................................89
The Sell Side....................................................................89
The Analyst...................................................................89
The Stockbroker...............................................................97
The Investment Banker.........................................................98
The Buy Side.....................................................................99
The Institutional Investor....................................................99
The Buy Side Analyst.........................................................101
The Hedge Fund...............................................................102
Sovereign Wealth Funds.......................................................102
The Individual Investor......................................................102
The Foreign Investor.........................................................104
Investment Clubs.............................................................105
Chapter 10 - Investing Strategies..................................................107
Investing Strategies............................................................107
Implications for Investor Relations.............................................110
Chapter 11 - Short Sellers....................................................... 112
The Short Selling Strategy......................................................112
The Short Seller Target.........................................................115
Short Interest..................................................................115
Dealing with Short Sellers......................................................116
The Passive Approach............................................................118
Chapter 12 - Stock Exchanges...................................................... 120
Stock Exchange Overview.........................................................120
The New York Stock Exchange.....................................................122
The NYSE MKT....................................................................123
iii
The NASDAQ................................................................124
The NASDAQ Global Select Market.........................................124
The NASDAQ Global Market................................................125
The NASDAQ Capital Market...............................................125
The Toronto Stock Exchange.............................................. 126
Delisting from an Exchange................................................128
The Over the Counter Bulletin Board.......................................128
The Pink Sheets...........................................................129
Chapter 13 - Share Management................................................131
Float Management..........................................................131
Activities to Increase the Float........................................131
Activities to Delay Stock Sales.........................................132
The Direct Stock Purchase Plan............................................133
The Employee Stock Purchase Plan..........................................133
Dividend Reinvestment Plans...............................................134
Stock Splits..............................................................134
Dividend Payments.........................................................135
The Stock Buyback Option..................................................137
The Stock Repurchase Safe Harbor Provision................................138
Odd Lot Shareholders......................................................139
Treatment of Abandoned Property...........................................140
Chapter 14 - SEC Filings................................................... 142
The Income Statement......................................................142
The Balance Sheet.........................................................145
The Statement of Cash Flows...............................................150
The Direct Method.......................................................150
The Indirect Method.....................................................152
The Statement of Retained Earnings........................................154
The Form 10-Q........................................................... 155
The Form 10-K.............................................................157
The Form 8-K..............................................................159
Forms 3, 4, and 5.........................................................163
The Disclosure of Non-GAAP Information....................................164
Applicable Federal Regulations............................................166
Chapter 15 - Annual Meeting Planning and Voting...................................168
Registered and Beneficial Shareholders........................................1 68
The Annual Shareholder Meeting.................................................169
The Electronic Shareholder Meeting.............................................172
The Shareholder Voting Process.................................................173
The Notice and Access Rule.....................................................176
The Householding Concept.......................................................177
NYSE Rule 452................................................................../77
Chapter 16 ֊ The Initial Public Offering.........................................180
Reasons for and Against an IPO................................................1 80
The Initial Public Offering....................................................181
The Reverse Merger.............................................................185
Blue Sky Laws..................................................................187
The Role of Investor Relations in an IPO.......................................188
Chapter 17 - The Sale of Restricted Stock........................................191
Restricted and Unrestricted Stock..............................................191
The Accredited Investor........................................................192
Regulation D Stock Sales.......................................................192
Regulation A Stock Sales.......................................................194
Crowdfunding Stock Sales.......................................................195
Rule 144 Stock Sales...........................................................197
Chapter 18 ֊ The Road Show........................................................200
The Fund Raising Road Show.....................................................200
Road Show Routing...........................................................200
The Presentation Team.......................................................201
Presentation Format.........................................................201
The Non-Deal Road Show.........................................................202
Road Show Timing............................................................202
Road Show Routing...........................................................203
Sell Side Participation.....................................................204
The Presentation Team.......................................................204
Road Show Attendees.........................................................204
Presentation Format.........................................................205
Presentation Follow Up......................................................206
The Reverse Road Show..........................................................207
V
The Presentation..............................................................207
Road Show Preparation.........................................................209
Road Show Logistics and Other Meeting Issues..................................210
Road Show Boredom.............................................................213
Chapter 19 - Third Party Investor Relations Services.............................215
The Investor Relations Consultant..............................................215
The Stock Transfer Agent.......................................................217
The Proxy Solicitor............................................................219
A nnual Meeting Voting........................................................219
The Company-Paid Researcher....................................................219
The Public Relations Firm......................................................220
Press Release Distribution Services...........................................221
NO BO Reporting...............................................................222
Coordination of Third Party Services..........................................222
The National Investor Relations Institute.....................................223
Chapter 20 - Share Performance Measurements......................................225
Overview of Share Performance Measurements....................................22 5
Price / Earnings Ratio........................................................22 6
Capitalization Rate...........................................................227
Total Shareholder Return......................................................228
Market Value Added.............................................................229
Payout Ratio...................................................................230
Market to Book Ratio...........................................................231
Insider Buy/Sell Ratio.........................................................232
Options and Warrants to Common Stock Ratio....................................233
Short Interest Ratio..........................................................235
Institutional Hoi dings Ratio.................................................236
Management of Performance Measurements........................................237
Glossary...................................................................... 239
Index............................................................................247
vi
|
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| id | DE-604.BV044328015 |
| illustrated | Not Illustrated |
| indexdate | 2024-12-20T18:00:00Z |
| institution | BVB |
| isbn | 9781938910821 |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-029731347 |
| oclc_num | 992518366 |
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| owner | DE-384 |
| owner_facet | DE-384 |
| physical | ix, 249 Seiten |
| publishDate | 2017 |
| publishDateSearch | 2017 |
| publishDateSort | 2017 |
| publisher | AccountingTools |
| record_format | marc |
| series2 | AccountingTools series |
| spellingShingle | Bragg, Steven M. 1960- The investor relations guidebook Investor Relations (DE-588)4331168-4 gnd |
| subject_GND | (DE-588)4331168-4 |
| title | The investor relations guidebook |
| title_auth | The investor relations guidebook |
| title_exact_search | The investor relations guidebook |
| title_full | The investor relations guidebook Steven M. Bragg |
| title_fullStr | The investor relations guidebook Steven M. Bragg |
| title_full_unstemmed | The investor relations guidebook Steven M. Bragg |
| title_short | The investor relations guidebook |
| title_sort | the investor relations guidebook |
| topic | Investor Relations (DE-588)4331168-4 gnd |
| topic_facet | Investor Relations |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=029731347&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
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