Arbitrating under the 2014 LCIA rules: a user's guide
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| Beteiligte Personen: | , , |
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| Format: | Buch |
| Sprache: | Englisch |
| Veröffentlicht: |
Alphen aan den Rijn
Wolters Kluwer, Law & Business
[2015]
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| Schlagwörter: | |
| Links: | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=028255976&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| Umfang: | xxxvi, 467 Seiten Illustrationen |
| ISBN: | 9789041151605 |
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| 245 | 1 | 0 | |a Arbitrating under the 2014 LCIA rules |b a user's guide |c Maxi Scherer, Lisa M. Richman, Remy Gerbay |
| 264 | 1 | |a Alphen aan den Rijn |b Wolters Kluwer, Law & Business |c [2015] | |
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Datensatz im Suchindex
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| adam_text | TABLE OF CONTENTS
ABOUT THE AUTHORS V
PREFACE XXVII
ACKNOWLEDGEMENTS XXXI
LIST OF ABBREVIATIONS XXXIII
GLOSSARY XXXV
CHAPTER 1
INTRODUCTION AND THE INSTITUTION 1
I. INTRODUCTION TO THE LCIA 2
A. HISTORY OF THE LCIA 2
B. ORGANIZATION AND STRUCTURE OF THE LCIA 4
C. THE LCIA RULES 6
II. THE LCIA COURT AND REGISTRAR (ARTICLE 3) 6
A. INTRODUCTION 6
B. ROLE OF THE LCIA COURT (ARTICLE 3.1) 6
C. ROLE OF THE REGISTRAR (ARTICLE 3.2) 7
D. COMMUNICATING WITH THE LCIA COURT THROUGH THE REGISTRAR
(ARTICLE 3.3) 7
III. DETERMINATIONS AND DECISIONS BY THE LCIA COURT (ARTICLE 29) 7
A. INTRODUCTION 7
B. ADMINISTRATIVE CHARACTER OF THE LCIA COURT (ARTICLE 29.1) 8
C. POTENTIAL FOR CHALLENGES BY DISSATISFIED PARTIES (ARTICLE 29.2) 9
CHAPTER 2
KEY CHANGES INTRODUCED BY THE 2014 RULES 11
I. INTRODUCTION 11
II. COUNSEL CONDUCT 12
III. MULTI-PARTY ARBITRATION 12
IV. EMERGENCY ARBITRATOR 13
V. DEFAULT SEAT AND LAW GOVERNING THE PROCEEDINGS 14
XIII
TABLE OF CONTENTS
VI. EFFICIENCY AND THE EXPEDITIOUS RESOLUTION OF DISPUTES 15
VIL OTHER MINOR MODIFICATIONS 17
VIII. CONCLUSION 18
CHAPTER 3
KEY REASONS FOR CHOOSING LCI A ARBITRATION 19
I. INTRODUCTION 19
II. EXPERIENCE 20
III. RELIABILITY OF ITS DECISIONS ON APPOINTMENT OF ARBITRATORS 21
IV. COST-EFFECTIVENESS 21
V. RELATIVE SPEED 22
VI. A LIGHT TOUCH
1
TO CASE ADMINISTRATION? 24
VII. A LONDON-CENTRIC INSTITUTION? 25
CHAPTER 4
DRAFTING AN LCIA ARBITRATION AGREEMENT 27
I. INTRODUCTION 27
II. THE LCIA MODEL CLAUSES 28
A. TEXT OF THE MODEL CLAUSES PROVIDED BY THE LCIA 28
B. NON-MANDATORY BUT RECOMMENDED USE OF THE LCIA MODEL
CLAUSES 29
C. ISSUES TO BE ADDED UNDER THE LCIA MODEL CLAUSES 30
1. NUMBER OF ARBITRATORS 30
2. SEAT OR LEGAL PLACE OF ARBITRATION 31
3. LANGUAGE OF ARBITRATION 33
4. SUBSTANTIVE GOVERNING LAW 34
III. POSSIBLE MODIFICATIONS TO THE LCIA MODEL CLAUSES OR THE LCIA RULES
35
A. INTERPLAY BETWEEN THE PARTIES ARBITRATION AGREEMENT AND THE
LCIA RULES 36
B. MODIFICATIONS REGARDING THE SCOPE OF THE ARBITRATION AGREEMENT 37
C. MODIFICATIONS REGARDING THE LAW GOVERNING THE ARBITRATION OR
ARBITRATION AGREEMENT 37
D. MODIFICATIONS REGARDING THE PARTIES PRE-ARBITRAL OBLIGATIONS 38
1. PRE-ARBITRATION NOTICE AND CONSULTATION 38
2. MULTI-TIERED DISPUTE RESOLUTION CLAUSES 38
E. MODIFICATIONS REGARDING FORMATION OF THE TRIBUNAL 39
1. PARTY NOMINATION OF ARBITRATOR CANDIDATES 39
2. NATIONALITY OF THE ARBITRATORS 40
3. OTHER QUALIFICATIONS OF THE ARBITRATORS 41
4. MULTI-PARTY ARBITRATIONS 41
F. MODIFICATIONS REGARDING EMERGENCY ARBITRATORS 42
G. MODIFICATIONS REGARDING THE PROCEEDINGS 42
H. OTHER MODIFICATIONS 44
XIV
TABLE OF CONTENTS
CHAPTER 5
REQUEST FOR ARBITRATION 47
I. INTRODUCTION 49
II. INFORMATION TO BE INCLUDED IN THE REQUEST (ARTICLE 1.1) 50
A. SUBPARAGRAPH (I) - DESCRIPTION OF THE PARTIES 51
B. SUBPARAGRAPH (II) - THE ARBITRATION AGREEMENT 52
C. SUBPARAGRAPH (III) - DESCRIPTION OF THE DISPUTE AND THE CLAIMS
ADVANCED BY THE PARTIES 54
D. SUBPARAGRAPH (IV) - STATEMENT REGARDING THE CONDUCT OF
ARBITRATION 55
E. SUBPARAGRAPH (V) - NOMINATION OF ARBITRATOR CANDIDATES 55
F. SUBPARAGRAPH (VI) - LCIA REGISTRATION FEE 56
G. SUBPARAGRAPH (VII) - SERVICE OF THE REQUEST ON ALL PARTIES 57
III. COMMENCEMENT OF ARBITRATION (ARTICLE 1.2) 58
IV. ONLINE OPTION FOR SUBMISSION (ARTICLE 1.3) 58
V. COMMENCEMENT DATE (ARTICLE 1.4) 59
VI. POTENTIAL FOR MORE THAN ONE CLAIMANT (ARTICLE 1.5) 59
VII. OTHER PARTICULARITIES RELATING TO THE REQUEST 59
CHAPTER 6
RESPONSE 63
I. INTRODUCTION 65
II. TIMING AND INFORMATION TO BE INCLUDED IN THE RESPONSE (ARTICLE 2.1)
66
A. SUBPARAGRAPHS (I), (II) AND (III) - RESPONSE TO THE REQUEST 68
B. SUBPARAGRAPH (IV) - STATEMENT REGARDING THE CONDUCT OF
ARBITRATION 69
C. SUBPARAGRAPH (V) - RESPONDENT S NOMINATION OF ARBITRATORS 70
D. SUBPARAGRAPH (VI) - SERVICE OF THE RESPONSE ON ALL PARTIES 71
III. SUBMISSION OF THE RESPONSE (ARTICLE 2.2) 71
IV. ONLINE OPTION FOR SUBMISSION (ARTICLE 2.3) 71
V. CONSEQUENCES OF RESPONDENT S FAILURE TO RESPOND (ARTICLE 2.4) 72
VI. POTENTIAL FOR MORE THAN ONE RESPONDENT (ARTICLE 2.5) 72
CHAPTER 7
TRIBUNAL S JURISDICTION 73
I. INTRODUCTION 75
II. DEFINITION OF THE ARBITRATION AGREEMENT (PREAMBLE) 75
A. FORM REQUIREMENTS 75
B. DESIGNATION OF THE LCIA 77
III. OBJECTIONS TO THE TRIBUNAL S JURISDICTION AND AUTHORITY (ARTICLE
23) 77
A. FUNDAMENTAL PRINCIPLES RELATING TO THE TRIBUNAL S JURISDICTION
AND AUTHORITY 78
1. COMPETENCE-COMPETENCE (ARTICLE 23.1) 79
2. SEPARABILITY (ARTICLE 23.2) 80
XV
TABLE OF CONTENTS
B. TIMING OF OBJECTIONS BEFORE THE TRIBUNAL REGARDING ITS
JURISDICTION AND AUTHORITY (ARTICLE 23.3) 81
1. JURISDICTION VERSUS AUTHORITY 82
2. OBJECTIONS REGARDING THE TRIBUNAL S JURISDICTION 82
A. OBJECTIONS RAISED BY A RESPONDENT 82
B. OBJECTIONS RAISED BY A PARTY RESPONDING TO A
CROSS-CLAIM 83
3. OBJECTIONS REGARDING THE TRIBUNAL S AUTHORITY 84
4. TRIBUNAL S DISCRETION TO ACCEPT UNTIMELY OBJECTIONS 85
5. WAIVER OF OBJECTIONS 85
C. TRIBUNAL S DECISION REGARDING ITS JURISDICTION OR AUTHORITY
(ARTICLE 23.4) 86
D. APPLICATIONS TO NATIONAL COURTS FOR RELIEF REGARDING THE
TRIBUNAL S JURISDICTION OR AUTHORITY (ARTICLE 23.5) 87
CHAPTER 8
RULES ABOUT COMMUNICATIONS 91
I. GENERAL RULES ABOUT COMMUNICATION WITH THE TRIBUNAL (ARTICLE 4) 93
A. SERVICE OF WRITTEN COMMUNICATIONS (ARTICLE 4.1) 93
B. ACCEPTANCE OF SERVICE (ARTICLE 4.2) 93
C. DELIVERY BY ELECTRONIC MEANS (ARTICLE 4.3) 94
D. COMMENCEMENT OF TIME LIMITS (ARTICLE 4.4) 94
E. COMPLIANCE WITH TIME LIMITS (ARTICLE 4.5) 95
F. CALCULATION OF TIME LIMITS (ARTICLE 4.6) 95
II. SPECIFIC RULES ABOUT COMMUNICATIONS WITH THE TRIBUNAL (ARTICLE 13)
95
A. INTRODUCTION 95
B. COMMUNICATIONS WITH THE TRIBUNAL (ARTICLE 13.1) 96
C. COPYING OF THE PARTIES (ARTICLE 13.2) 97
D. PROVISION FOR SERVICE (ARTICLE 13.3) 97
E. PROHIBITION ON EX PARTE COMMUNICATIONS (ARTICLE 13.4) 97
F. COMMUNICATIONS CONCERNING THE PRESIDING ARBITRATOR
(ARTICLE 13.5) 98
CHAPTER 9
FORMATION OF THE ARBITRAL TRIBUNAL 101
I. INTRODUCTION 104
II. NUMBER OF ARBITRATORS (ARTICLE 5.8) 104
III. FORMATION OF THE ARBITRAL TRIBUNAL (ARTICLES 5 AND 7) 106
A. NOMINATION BY THE PARTIES 108
1. ARBITRATION AGREEMENT CONTAINS NO PROVISION ON PARTIES
RIGHT TO NOMINATE ARBITRATORS 108
2. ARBITRATION AGREEMENT CONTAINS PROVISION ON PARTIES
RIGHT TO NOMINATE ARBITRATORS 108
B. NOMINATION BY A THIRD PARTY 109
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C. APPOINTMENT BY THE LCIA COURT 110
1. TIMELY NOMINATION 110
2. LATE NOMINATION 112
3. FAILED NOMINATION 112
4. LACK OF NOMINATION 113
5. TIMING OF THE APPOINTMENT 117
IV. REQUIREMENTS FOR ARBITRATORS 118
A. DUTY OF INDEPENDENCE AND IMPARTIALITY (ARTICLES 5.3, 5.4 AND 5.5) 119
1. RELEVANT STANDARD 119
2. DISCLOSURE OBLIGATION 122
B. OTHER DECLARATIONS (ARTICLE 5.4) 124
1. SUMMARY OF PROFESSIONAL QUALIFICATIONS 124
2. DECLARATION OF DILIGENCE 124
3. AGREEMENT ON FEES 125
C. NATIONALITY OF SOLE OR PRESIDING ARBITRATORS (ARTICLE 6) 125
1. SCOPE OF THE NATIONALITY REQUIREMENT 126
2. DEFINITION OF NATIONALITY 126
A. NATIONALITY OF A NATURAL PERSON 126
B. NATIONALITY OF A LEGAL PERSON 129
D. PARTICULAR REQUIREMENTS FOR THE PRESIDENT/VICE PRESIDENTS OF
THE LCIA COURT AND CHAIRMAN OF THE LCIA BOARD OF DIRECTORS
(ARTICLE 5.10) 130
V. MULTI-PARTY ARBITRATIONS 131
CHAPTER 10
EXPEDITED FORMATION OF THE ARBITRAL TRIBUNAL, EMERGENCY ARBITRATORS AND
EXPEDITED REPLACEMENT OF ARBITRATORS 133
I. INTRODUCTION 136
II. EXPEDITED FORMATION OF THE ARBITRAL TRIBUNAL (ARTICLE 9A) 137
A. APPLICATION FOR EXPEDITED FORMATION (ARTICLES 9.1 AND 9.2) 137
1. REQUIREMENT OF EXCEPTIONAL URGENCY 137
A. REQUIREMENT OF EXCEPTIONAL URGENCY IN LCIA
DECISIONS 138
B. REQUIREMENTS OF URGENCY IN ARBITRAL AWARDS 139
C. RELEVANCE OF PARTIES AGREEMENT 140
2. FORMALITIES AND PROCEDURE 140
3. TIMING 141
B. DECISION ON EXPEDITED FORMATION (ARTICLE 9.3) 142
III. EMERGENCY ARBITRATORS (ARTICLE 9B) 144
A. TEMPORAL SCOPE OF THE RULES ON EMERGENCY ARBITRATORS
(ARTICLE 9.14) 146
1. ARBITRATION AGREEMENTS SIGNED BEFORE 1 OCTOBER 2014 146
2. ARBITRATION AGREEMENTS SIGNED ON OR AFTER 1 OCTOBER 2014 147
XVII
TABLE OF CONTENTS
B. APPLICATION FOR THE APPOINTMENT OF AN EMERGENCY ARBITRATOR
(ARTICLES 9.4 AND 9.5) 147
1. REQUIREMENT OF EMERGENCY 147
A. EMERGENCY VERSUS EXCEPTIONAL URGENCY 148
B. EMERGENCY RELIEF VERSUS INTERIM/CONSERVATORY
RELIEF 149
2. FORMALITIES AND PROCEDURE 150
3. TIMING 151
C. SELECTION AND APPOINTMENT OF THE EMERGENCY ARBITRATOR
(ARTICLE 9.6) 152
1. DECISION ON THE EMERGENCY ARBITRATOR APPLICATION 152
2. SELECTION OF THE EMERGENCY ARBITRATOR CANDIDATE (S) 153
3. APPOINTMENT OF THE EMERGENCY ARBITRATOR 154
D. CHALLENGE, REVOCATION AND REPLACEMENT OF THE EMERGENCY
ARBITRATOR 155
E. DECISION BY THE EMERGENCY ARBITRATOR 155
1. CONDUCT OF THE PROCEEDINGS BEFORE THE EMERGENCY
ARBITRATOR (ARTICLE 9.7) 155
A. CONSULTATION OF THE PARTIES 156
B. HEARING 156
C. OTHER PROVISIONS ON PROCEDURE 157
2. TIMING OF THE EMERGENCY ARBITRATOR S DECISION
(ARTICLE 9.8) 158
3. FORM OF THE EMERGENCY ARBITRATOR S DECISION
(ARTICLE 9.9) 158
4. TEMPORARY NATURE OF THE EMERGENCY ARBITRATOR S
DECISION (ARTICLE 9.11) 159
F. COSTS AND EXPENSES (ARTICLE 9.10) 160
IV. EXPEDITED APPOINTMENT OF REPLACEMENT ARBITRATOR (ARTICLE 9C) 161
V. RELATIONSHIP BETWEEN THE VARIOUS EXPEDITIOUS OR URGENT REGIMES
163
CHAPTER 11
CHALLENGES, REMOVAL AND REPLACEMENT OF ARBITRATORS 167
I. INTRODUCTION: THE POWER TO REMOVE AN ARBITRATOR 169
II. GROUNDS FOR REMOVING AN ARBITRATOR (ARTICLES 10.1 AND 10.2) 169
III. CHALLENGE PROCEDURE (ARTICLES 10.3, 10.4, 10.5 AND 10.6) 171
IV. COSTS OF CHALLENGE PROCEEDINGS (ARTICLES 10.7) 174
V. STANDARD OF EVALUATION 175
A. IMPARTIALITY 175
1. CULTURAL NEUTRALITY AND PROFESSIONAL SPECIALIZATION 175
2. ARBITRATOR S DISCRETION TO MANAGE THE PROCEEDINGS 176
3. FAILURE TO TREAT THE PARTIES EQUALLY AND EX PARTE
COMMUNICATIONS 177
4. PERSONAL ANIMOSITY (PERCEIVED AND REAL) 177
XVM
TABLE OF CONTENTS
B. INDEPENDENCE 178
1. FAILURE TO DISCLOSE A RELATIONSHIP WITH A PARTY OR COUNSEL 178
2. RELATIONSHIP WITH A PARTY OR COUNSEL 179
3. MEMBERSHIP IN A COMMON PROFESSIONAL ORGANIZATION 180
4. SAME BARRISTERS* CHAMBERS 180
5. REPEAT APPOINTMENTS 181
C. STATISTICS ON CHALLENGES 182
VI. REPLACEMENT OF ARBITRATORS (ARTICLE 11) 184
CHAPTER 12
SEAT AND PLACE OF ARBITRATION 185
I. INTRODUCTION 186
II. CHOICE OF SEAT OR PLACE OF THE ARBITRATION (ARTICLE 16.1) 187
III. DEFAULT SEAT (ARTICLE 16.2) 189
IV. LOCATION OF THE HEARINGS (ARTICLE 16.3) 190
V. LAW APPLICABLE TO THE ARBITRATION AND ARBITRATION AGREEMENT
(ARTICLE 16.4) 191
CHAPTER 13
LANGUAGE OF ARBITRATION 193
I. INTRODUCTION 194
II. SCENARIOS 195
III. PRE-APPOINTMENT OF THE TRIBUNAL (ARTICLES 17.1,17.2 AND 17.3) 196
A. THE LCIA COURT S DISCRETION IN SELECTING THE LANGUAGE OF THE
ARBITRATION 197
IV. POST-APPOINTMENT OF THE TRIBUNAL (ARTICLE 17.4) 198
CHAPTER 14
CONDUCT OF PROCEEDINGS AND DEFAULT TIMETABLE 201
I. GENERAL RULES ON DETERMINING THE CONDUCT OF THE PROCEEDINGS
(ARTICLE 14) 204
A. INTRODUCTION 204
B. INITIAL CONTACT WITH ARBITRAL TRIBUNAL (ARTICLE 14.1) 204
C. JOINT PROPOSALS FOR CONDUCT OF ARBITRATION (ARTICLE 14.2) 205
D. MEMORIALIZATION OF AGREED PROPOSALS (ARTICLE 14.3) 207
E. GENERAL DUTIES OF ARBITRAL TRIBUNAL (ARTICLE 14.4) 207
F. ARBITRAL TRIBUNAL S WIDE DISCRETION (ARTICLE 14.5) 208
G. AUTHORITY FOR PROCEDURAL ORDERS (ARTICLE 14.6) 209
II. THE DEFAULT TIMETABLE (ARTICLE 15) 210
A. INTRODUCTION 210
B. INTRODUCTORY STATEMENT (ARTICLE 15.1) 212
C. STATEMENT OF THE CASE (ARTICLE 15.2) 212
D. STATEMENT OF DEFENCE/STATEMENT OF CROSS-CLAIM (ARTICLE 15.3) 213
E. STATEMENT OF REPLY/STATEMENT OF DEFENCE TO CROSS-CLAIM
(ARTICLE 15.4) 214
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TABLE OF CONTENTS
F. STATEMENT OF REPLY TO THE DEFENCE TO CROSS-CLAIM (ARTICLE 15.5) 214
G. AUTHORITY TO PROVIDE ADDITIONAL DIRECTIONS (ARTICLE 15.6) 214
H. NO ADDITIONAL WRITTEN STATEMENTS (ARTICLE 15.7) 215
I. FAILURE TO SUBMIT STATEMENT OF DEFENCE OR STATEMENT OF
DEFENCE TO CROSS-CLAIM (ARTICLE 15.8) 216
J. PROCEEDINGS AFTER WRITTEN STAGE (ARTICLE 15.9) 216
K. TIMING OF THE LAST SUBMISSIONS, TRIBUNAL S DELIBERATIONS
AND FINAL AWARD (ARTICLE 15.10) 216
CHAPTER 15
HEARINGS, WITNESSES AND EXPERTS 219
I. HEARINGS (ARTICLE 19) 222
A. INTRODUCTION 222
B. RIGHT TO A HEARING (ARTICLE 19.1) 222
C. FORM AND CONTENT OF HEARING (ARTICLE 19.2) 224
D. NOTICE OF HEARING (ARTICLE 19.3) 226
E. HEARINGS ARE PRIVATE (ARTICLE 19.4) 226
II. WITNESS(ES) (ARTICLE 20) 227
A. INTRODUCTION 227
B. WRITTEN NOTICE OF IDENTITY OF WITNESSES (ARTICLE 20.1) 228
C. WRITTEN TESTIMONY (ARTICLE 20.2) 228
D. POWER OF ARBITRAL TRIBUNAL (ARTICLE 20.3) 230
E. ORAL QUESTIONING OF WITNESSES (ARTICLE 20.4) 230
F. INTERVIEW OF POTENTIAL WITNESSES (ARTICLE 20.5) 231
G. PARTIES AS WITNESSES (ARTICLE 20.6) 232
H. OATH (ARTICLE 20.7) 233
I. QUESTIONING OF WITNESSES (ARTICLE 20.8) 233
III. EXPERT(S) TO ARBITRAL TRIBUNAL (ARTICLE 21) 233
A. INTRODUCTION 233
B. POWER TO APPOINT EXPERT (ARTICLE 21.1) 234
C. INDEPENDENCE OF EXPERT (ARTICLE 21.2) 235
D. PROVIDING INFORMATION TO THE EXPERT (ARTICLE 21.3) 235
E. EXPERT S PARTICIPATION IN A HEARING (ARTICLE 21.4) 236
F. EXPERT FEES (ARTICLE 21.5) 236
CHAPTER 16
SPECIAL POWERS OF THE TRIBUNAL 239
I. TRUNCATED TRIBUNALS AND THE POWER TO CONTINUE PROCEEDINGS 242
A. INTRODUCTION 242
B. DELIBERATIONS IN THE ABSENCE OF A MEMBER OF THE TRIBUNAL
(ARTICLE 12.1) 243
C. ADDITIONAL GUIDANCE FOR ARBITRATORS (ARTICLE 12.2) 244
D. TRIBUNAL S REQUEST FOR REPLACEMENT (ARTICLE 12.3) 246
XX
TABLE OF CONTENTS
II. ADDITIONAL POWERS OF THE TRIBUNAL IN RESPECT OF THE PROCEDURE 246
A. INTRODUCTION 246
B. TRIBUNAL S POWERS ENUMERATED (ARTICLE 22.1) 247
1. SUPPLEMENTATION (ARTICLE 22.1 (I)) 247
2. CONTROL OF TIME LIMITS (ARTICLE 22.1 (II)) 248
3. IDENTIFICATION OF FACTS AND LAW (ARTICLE 22.1 (III)) 248
4. INSPECTION, PRESERVATION AND PRODUCTION OF EVIDENCE
(ARTICLE 22.L(IV)) 248
5. PRODUCTION OF DOCUMENTS (ARTICLE 22.1 (V)) 249
6. APPLICABLE RULES (ARTICLE 22.1 (VI)) 249
7. CONTRACTUAL REMEDIES (ARTICLE 22.1 (VII)) 249
8. JOINDER (ARTICLE 22.1 (VIII)) 250
9. CONSOLIDATION (ARTICLES 22.1 (IX) AND 22.1 (X)) 250
10. POWER TO DISCONTINUE THE ARBITRATION (ARTICLE 22.1 (XI)) 251
C. INFLUENCE OF STATE COURTS AND OTHER LEGAL AUTHORITIES
(ARTICLE 22.2) 252
D. TRIBUNAL S POWER TO DECIDE SUBSTANTIVE LAW (ARTICLE 22.3) 252
E. TRIBUNAL S POWER TO ACT (ARTICLE 22.4) 253
F. CHANGES TO TIME LIMITS (ARTICLE 22.5) 253
G. CONSOLIDATION (ARTICLE 22.6) 254
CHAPTER 17
INTERIM AND CONSERVATORY MEASURES 257
I. INTRODUCTION 259
II. APPLICATION TO TRIBUNALS FOR INTERIM MEASURES (ARTICLES 25.1
AND 25.2) 260
A. TRIBUNAL S POWER TO GRANT INTERIM MEASURES 260
1. BROAD POWER TO GRANT INTERIM MEASURES 261
2. POSSIBLE LIMITATIONS TO THE POWER TO GRANT INTERIM
MEASURES 261
A. LIMITATIONS STEMMING FROM THE ARBITRATION
AGREEMENT 261
B. LIMITATIONS STEMMING FROM THE LAW GOVERNING
THE ARBITRATION 262
C. LIMITATIONS STEMMING FROM THE NATURE OF
ARBITRATION 263
B. PROCEDURE FOR GRANTING INTERIM MEASURES 263
1. EX PARTE APPLICATIONS FOR INTERIM MEASURES 264
2. SUA SPONTE INTERIM MEASURES 265
C. REQUIREMENTS FOR GRANTING INTERIM MEASURES 265
1. MEASURE CANNOT AWAIT THE FINAL RESOLUTION OF THE
DISPUTE 266
2. MEASURE IS PROPORTIONATE 266
3. MEASURE IS REASONABLE 267
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TABLE OF CONTENTS
D. TYPES OF INTERIM MEASURES 267
1. SECURITY FOR AMOUNT IN DISPUTE 268
2. SECURITY FOR COSTS 269
3. PRESERVATION OR DISPOSAL OF PROPERTY 272
4. OTHER PROVISIONAL RELIEF 273
E. TERMS OF INTERIM MEASURES AND CROSS-INDEMNITY 27S
F. FORM OF THE DECISION ON INTERIM MEASURES 276
G. MODIFICATION OF INTERIM MEASURES 276
H. ENFORCEMENT OF INTERIM MEASURES 277
III. APPLICATION TO STATE COURTS FOR INTERIM MEASURES (ARTICLE 25.3) 278
A. COMPATIBILITY WITH THE ARBITRATION AGREEMENT AND JURISDICTION
OF STATE COURTS 279
B. TIMING OF THE APPLICATION 279
1. BEFORE THE FORMATION OF THE ARBITRAL TRIBUNAL 280
2. AFTER THE FORMATION OF THE ARBITRAL TRIBUNAL 280
C. DUTY TO COMMUNICATE APPLICATIONS AND ORDERS TO THE TRIBUNAL
AND PARTIES 281
CHAPTER 18
LEGAL REPRESENTATIVES 283
I. INTRODUCTION 286
II. PARTIES LEGAL REPRESENTATIVES 286
A. CHOICE OF LEGAL REPRESENTATIVES (ARTICLE 18.1) 286
B. CONFIRMATION OF NAMES/ADDRESSES AND PROOF OF AUTHORITY
(ARTICLE 18.2) 288
C. CHANGE OR ADDITION OF LEGAL REPRESENTATIVES 289
1. NOTIFICATION OF THE INTENDED CHANGE OR ADDITION
(ARTICLE 18.3) 290
2. APPROVAL OF THE CHANGE OR ADDITION (ARTICLE 18.4) 290
III. GUIDELINES FOR LEGAL REPRESENTATIVES 293
A. SCOPE OF THE GUIDELINES 293
B. NATURE OF THE GUIDELINES 293
1. NON-OPTIONAL NATURE OF THE GUIDELINES (ARTICLE 18.5) 294
2. RELATIONSHIP WITH MANDATORY LAWS, PROFESSIONAL
RULES, ETC. (PARAGRAPH 1) 295
3. RELATIONSHIP WITH ARBITRATION AGREEMENT, DUTY OF
LOYALTY, ETC. (PARAGRAPH 1) 297
C. CONTENT OF THE GUIDELINES 298
1. OBSTRUCTION OF THE ARBITRATION OR JEOPARDIZING THE
FINALITY OF THE AWARD (PARAGRAPH 2) 299
2. FALSE STATEMENTS (PARAGRAPH 3) 300
3. FALSE EVIDENCE (PARAGRAPH 4) 302
4. CONCEALMENT OF DOCUMENTS (PARAGRAPH 5) 303
5. EX PARTE COMMUNICATIONS (PARAGRAPH 6) 305
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TABLE OF CONTENTS
D. THE TRIBUNAL S POWER TO SANCTION VIOLATIONS OF THE GUIDELINES 305
1. SCOPE AND SOURCE OF THE TRIBUNAL S POWER (PARAGRAPH 7
AND ARTICLE 18.5) 306
2. COMPLAINT PROCEDURE (ARTICLE 18.6) 307
3. POSSIBLE SANCTIONS (ARTICLE 18.6) 308
4. DECISION OF THE ARBITRAL TRIBUNAL 311
CHAPTER 19
COSTS A:
I.
II.
III.
ND DEPOSITS
INTRODUCTION
A. OVERVIEW OF THE RELEVANT PROVISIONS
B. KEY CONCEPTS OF ARBITRATION COSTS , LEGAL COSTS AND
DEPOSITS
C. LCIA S HOURLY RATE SYSTEM
COSTS (ARTICLE 28)
A. ARBITRATION COSTS
1. LCIA S CHARGES
2. TRIBUNAL S FEES
3. TRIBUNAL S EXPENSES
4. ANCILLARY COSTS
5. DETERMINATION OF THE ARBITRATION COSTS BY THE LCIA
6. PARTIES JOINT AND SEVERAL LIABILITY FOR THE ARBITRATION
COSTS
B. PARTIES LEGAL COSTS
1. DETERMINATION OF THE LEGAL COSTS BY THE TRIBUNAL
2. QUANTUM OF THE LEGAL COSTS
3. APPORTIONMENT OF THE LEGAL COSTS
4. PRIOR AGREEMENT AS TO PARTIES LIABILITY FOR THE COSTS
ADVANCES ON THE COSTS OF THE ARBITRATION (DEPOSITS) (ARTICLE 24)
A. DIRECTION FOR DEPOSITS
B. PROCEEDINGS PENDING THE PAYMENT OF THE DEPOSIT
C. LCIA S HANDLING OF THE DEPOSITS
D. NON-PAYMENT OF DEPOSITS
CHAPTER 20
AWARDS
I.
II.
AND CORRECTION OF AWARDS
INTRODUCTION
GENERAL REQUIREMENTS AND CHARACTERISTICS OF LCIA AWARDS
A. DEFINITION OF AWARD*
B. FORM REQUIREMENTS (ARTICLE 26.2)
1. WRITTEN FORM
2. REASONING
3. DATE AND SEAT OF ARBITRATION
4. SIGNATURES
313
316
316
317
318
319
319
319
320
322
323
323
324
324
324
325
325
326
326
326
328
328
329
333
335
335
335
337
337
338
340
340
XXLLL
TABLE OF CONTENTS
C. CURRENCY AND INTEREST (ARTICLES 26.3 AND 26.4) 341
1. CURRENCY 341
2. INTEREST 341
D. RENDERING OF THE AWARD 343
1. TIMETABLE TO RENDER THE AWARD 344
2. LIMITED REVIEW OF THE AWARD BY THE LCIA 345
3. TRANSMISSION TO THE PARTIES (ARTICLE 26.7) 345
E. FINAL AND BINDING NATURE OF AWARDS (ARTICLE 26.8) 346
III. SPECIFIC SITUATIONS AND TYPES OF LCIA AWARDS 349
A. SEPARATE AWARDS (ARTICLE 26.1) 349
B. MAJORITY AWARDS, AWARDS BY THE PRESIDING ARBITRATOR AND
DISSENTING OPINIONS (ARTICLES 26.5 AND 26.6) 350
C. CONSENT AWARDS (ARTICLE 26.9) 353
D. CORRECTION OF AWARDS AND ADDITIONAL AWARDS (ARTICLE 27) 355
1. CORRECTION OF AWARDS (ARTICLES 27.1 AND 27.2) 355
A. CORRECTION AT PARTY S REQUEST 355
B. CORRECTION UPON TRIBUNAL S INITIATIVE 357
C. MEMORANDUM CONTAINING CORRECTIONS 358
2. ADDITIONAL AWARDS (ARTICLES 27.3 AND 27.4) 358
CHAPTER 21
CONFIDENTIALITY 361
I. INTRODUCTION 362
II. CONFIDENTIALITY AS A MATTER OF LAW 363
III. CONFIDENTIALITY UNDER THE LCIA RULES 365
A. PARTIES OBLIGATION TO PRESERVE CONFIDENTIALITY (ARTICLE 30.1) 365
B. CONFIDENTIALITY AND THE ARBITRATORS (ARTICLE 30.2) 367
C. CONFIDENTIALITY AND THE ARBITRAL INSTITUTION (ARTICLE 30.3) 368
CHAPTER 22
LIMITATION OF LIABILITY 371
I. NATURE OF THE LEGAL RELATIONSHIPS BETWEEN THE LCIA, THE PARTIES
AND THE ARBITRATORS 372
II. SCOPE: WHO S COVERED? 374
A. INSTITUTION 374
B. ARBITRATORS, EMERGENCY ARBITRATORS AND EXPERTS 375
III. SCOPE: WHAT IS COVERED AND WHAT IS NOT? 376
IV. OVERALL EFFECTIVENESS AND RELEVANCE 377
CHAPTER 23
GENERAL RULES 379
I. WAIVER OF THE RIGHT TO OBJECT (ARTICLE 32.1) 380
II. GOOD FAITH, THE SPIRIT OF THE ARBITRATION AGREEMENT AND PRESERVING
THE ENFORCEABILITY OF THE AWARD (ARTICLE 32.2) 383
XXIV
TABLE OF CONTENTS
III. EFFECT OF A DECISION THAT THE ARBITRATION AGREEMENT IS INVALID ON
OTHER DECISION OF THE TRIBUNAL (ARTICLE 32.3) 384
ANNEX I
LCIA ARBITRATION RULES 385
ANNEX II
LCIA SCHEDULE OF ARBITRATION COSTS 415
ANNEX III
LCIA ONLINE FORMS 421
INDEX 457
XXV
|
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| id | DE-604.BV042826657 |
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| indexdate | 2024-12-20T17:20:45Z |
| institution | BVB |
| isbn | 9789041151605 |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-028255976 |
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| spellingShingle | Scherer, Maxi 1975- Richman, Lisa M. Gerbay, Remy Arbitrating under the 2014 LCIA rules a user's guide London Court of International Arbitration Rechtspleging gtt Internationaal privaatrecht gtt Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 gnd |
| subject_GND | (DE-588)4162055-0 (DE-588)4143413-4 |
| title | Arbitrating under the 2014 LCIA rules a user's guide |
| title_auth | Arbitrating under the 2014 LCIA rules a user's guide |
| title_exact_search | Arbitrating under the 2014 LCIA rules a user's guide |
| title_full | Arbitrating under the 2014 LCIA rules a user's guide Maxi Scherer, Lisa M. Richman, Remy Gerbay |
| title_fullStr | Arbitrating under the 2014 LCIA rules a user's guide Maxi Scherer, Lisa M. Richman, Remy Gerbay |
| title_full_unstemmed | Arbitrating under the 2014 LCIA rules a user's guide Maxi Scherer, Lisa M. Richman, Remy Gerbay |
| title_short | Arbitrating under the 2014 LCIA rules |
| title_sort | arbitrating under the 2014 lcia rules a user s guide |
| title_sub | a user's guide |
| topic | London Court of International Arbitration Rechtspleging gtt Internationaal privaatrecht gtt Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 gnd |
| topic_facet | London Court of International Arbitration Rechtspleging Internationaal privaatrecht Internationale Schiedsgerichtsbarkeit Aufsatzsammlung |
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