European banking and financial law:
Gespeichert in:
| Beteiligte Personen: | , |
|---|---|
| Format: | Buch |
| Sprache: | Englisch |
| Veröffentlicht: |
London [u.a.]
Routledge
2015
|
| Ausgabe: | 1. publ. |
| Schlagwörter: | |
| Links: | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=027771349&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| Umfang: | XXI, 258 S. |
| ISBN: | 9781138897960 9781138897977 |
Internformat
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Datensatz im Suchindex
| _version_ | 1820972206774026240 |
|---|---|
| adam_text |
CONTENTS
PREFACE
X
J
LIST OF (ABBREVIATED) STATUTES XIII
PART A INTRODUCTION 1
1 SOURCES OF EUROPEAN FINANCIAL LAW 3
1.1 INTRODUCTION 4
1.2 EUROPEAN UNION STATUTES AND THEIR HIERARCHY 4
1.3 FINANCIAL LAW LEGISLATION FROM BRUSSELS 7
1.4 CONCLUSION U
1.5 FURTHER READING 15
1.6 QUESTIONS 15
PARTB FINANCIAL MARKETS 17
2 THE STOCK MARKET 19
2.1 SOME HISTORY 20
2.2 THE RULES GOVERNING A STOCK EXCHANGE 21
2.3 THE ADMISSION OF SECURITIES TO A STOCK MARKET 25
2.4 FURTHER READING 38
2.5 QUESTIONS 38
3 MARKET ABUSE 41
3.1 THE CONCEPT OF'SECONDARY MARKET' 42
3.2 THE MARKET ABUSE REGULATION 42
3.3 MARKET ABUSE: FROM DIRECTIVE TO REGULATION 44
3.4 DISCLOSURE OF INSIDE INFORMATION; INSIDER LISTS; DISCLOSURE
OF OWN ACCOUNT TRANSACTIONS BY PERSONS DISCHARGING
MANAGERIAL RESPONSIBILITIES 50
3.5 FURTHER READING 51
3.6 QUESTIONS 53
4 FINANCIAL CONSUMER PROTECTION 55
4.1 FROM 'CAVEAT EMPTOR' TO CONSUMER PROTECTION 56
4.2 UNFAIR TERMS DIRECTIVE 58
4.3 DISTANCE CONTRACTS 62
4.4 MARKETS IN FINANCIAL INSTRUMENTS LEGISLATION 65
4.5 CONSUMER CREDIT DIRECTIVE 70
VIII I CONTENTS
4.6 MORTGAGE CREDIT DIRECTIVE
4.7 FURTHER READING
4.8 QUESTIONS
PARTC FINANCIAL INSTITUTIONS 77
5 THE BANK AND ITS ORGANISATION 79
5.1 THE BANKING BUSINESS: HISTORY AND CURRENT PRACTICE 80
5.2 CATEGORIES OF BANKS 81
5.3 BANK AND'INDUSTRY' 87
5.4 EU BANKING ACTIVITIES 90
5.5 FURTHER READING 92
5.6 QUESTIONS 92
6 BANK SUPERVISION 93
6.1 THE ORGANISATION OF SUPERVISION 94
6.2 AUTHORISATION OF THE BANKING BUSINESS 98
6.3 PRUDENTIAL SUPERVISION 101
6.4 FURTHER READING 108
6.5 QUESTIONS 109
7 THE BANK AND ITS INSOLVENCY 111
7.1 BANK INSOLVENCY AND THE LAW 112
7.2 PROTECTION OF THE DEPOSITOR 124
7.3 PROTECTION OF THE INVESTOR 129
7.4 FURTHER READING 132
7.5 QUESTIONS 133
8 THE INVESTMENT FIRM AND FUND 135
8.1 INVESTMENT FIRM VERSUS BANK 136
8.2 THE INVESTMENT FIRM UNDER MIFID 137
8.3 THE INVESTMENT FUND 144
8.4 FURTHER READING 151
8.5 QUESTIONS 151
PARTD FINANCIAL CONTRACTS 153
9 CUSTODY AND TRANSFER OF MONEY AND SECURITIES 155
9.1 INTRODUCTION 156
9.2 CUSTODY OF MONEY AND SECURITIES 158
9.3 TRANSFER OF MONEY AND SECURITIES 165
9.4 FURTHER READING 168
9.5 QUESTIONS 169
10 LOAN FINANCE 171
10.1 WHAT IS LOAN FINANCE? 172
10.2 DOCUMENTATION STRUCTURE AND FACILITIES 175
10.3
10.4
10.5
10.6
DOCUMENTATION CLAUSES
SECURITY
FURTHER READING
QUESTIONS
DERIVATIVES
11.1
11.2
11.3
11.4
11.5
11.6
INTRODUCTION
MAIN CATEGORIES OF DERIVATIVES
CONTRACTUAL FRAMEWORKS
STATUTORY FRAMEWORK
FURTHER READING
QUESTIONS
CONTENTS I IX
179
189
192
193
11 DERIVATIVES 195
196
198
200
205
207
207
12 COLLATERALISED FINANCE 209
12.1 INTRODUCTION AND PRIME EXAMPLES 210
12.2 PRINCIPAL TERMS AND CONDITIONS 215
12.3 COLLATERAL DIRECTIVE 220
12.4 FUTURE DEVELOPMENTS 223
12.5 FURTHER READING 224
12.6 QUESTIONS 225
13 STRUCTURED FINANCE 227
13.1 INTRODUCTION 228
13.2 SECURITISATION 228
13.3 COVERED BONDS 237
13.4 FURTHER READING 239
13.5 QUESTIONS 239
BIBLIOGRAPHY 241
INDEX 249 |
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| discipline | Rechtswissenschaft |
| edition | 1. publ. |
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| geographic | Europa |
| geographic_facet | Europa |
| id | DE-604.BV042334695 |
| illustrated | Not Illustrated |
| indexdate | 2025-01-11T16:53:44Z |
| institution | BVB |
| isbn | 9781138897960 9781138897977 |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-027771349 |
| oclc_num | 914770897 |
| open_access_boolean | |
| owner | DE-M382 DE-29 |
| owner_facet | DE-M382 DE-29 |
| physical | XXI, 258 S. |
| publishDate | 2015 |
| publishDateSearch | 2015 |
| publishDateSort | 2015 |
| publisher | Routledge |
| record_format | marc |
| spelling | Haentjens, Matthias Verfasser (DE-588)1060086549 aut European banking and financial law Matthias Haentjens ; Pierre de Gioia-Carabellese 1. publ. London [u.a.] Routledge 2015 XXI, 258 S. txt rdacontent n rdamedia nc rdacarrier Europäische Union (DE-588)5098525-5 gnd rswk-swf Financial institutions / Law and legislation / Europe Recht Finanzrecht (DE-588)4017208-9 gnd rswk-swf Bankrecht (DE-588)4004473-7 gnd rswk-swf Europa Europäische Union (DE-588)5098525-5 b Bankrecht (DE-588)4004473-7 s DE-604 Finanzrecht (DE-588)4017208-9 s Gioia-Carabellese, Pierre de Verfasser (DE-588)1072632594 aut Erscheint auch als Online-Ausgabe 978-1-315-70851-5 SWB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=027771349&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Haentjens, Matthias Gioia-Carabellese, Pierre de European banking and financial law Europäische Union (DE-588)5098525-5 gnd Financial institutions / Law and legislation / Europe Recht Finanzrecht (DE-588)4017208-9 gnd Bankrecht (DE-588)4004473-7 gnd |
| subject_GND | (DE-588)5098525-5 (DE-588)4017208-9 (DE-588)4004473-7 |
| title | European banking and financial law |
| title_auth | European banking and financial law |
| title_exact_search | European banking and financial law |
| title_full | European banking and financial law Matthias Haentjens ; Pierre de Gioia-Carabellese |
| title_fullStr | European banking and financial law Matthias Haentjens ; Pierre de Gioia-Carabellese |
| title_full_unstemmed | European banking and financial law Matthias Haentjens ; Pierre de Gioia-Carabellese |
| title_short | European banking and financial law |
| title_sort | european banking and financial law |
| topic | Europäische Union (DE-588)5098525-5 gnd Financial institutions / Law and legislation / Europe Recht Finanzrecht (DE-588)4017208-9 gnd Bankrecht (DE-588)4004473-7 gnd |
| topic_facet | Europäische Union Financial institutions / Law and legislation / Europe Recht Finanzrecht Bankrecht Europa |
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