Promoting Information in the Marketplace for Financial Services: Financial Market Regulation and International Standards
Gespeichert in:
| Beteilige Person: | |
|---|---|
| Format: | Elektronisch E-Book |
| Sprache: | Englisch |
| Veröffentlicht: |
Cham [u.a.]
Springer International Publishing
2015
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| Schlagwörter: | |
| Links: | https://doi.org/10.1007/978-3-319-09459-5 https://doi.org/10.1007/978-3-319-09459-5 http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=027728768&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=027728768&sequence=000003&line_number=0002&func_code=DB_RECORDS&service_type=MEDIA |
| Umfang: | 1 Online-Ressource (XV, 238 p. 1 illus) |
| ISBN: | 9783319094595 |
| DOI: | 10.1007/978-3-319-09459-5 |
Internformat
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Datensatz im Suchindex
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| adam_text | PROMOTING INFORMATION IN THE MARKETPLACE FOR FINANCIAL SERVICES
/ LATIMER, PAUL
: 2015
TABLE OF CONTENTS / INHALTSVERZEICHNIS
CHAPTER 1: INTRODUCTION – PROMOTING INFORMATION
CHAPTER 2: DISCLOSURE OF FINANCIAL AND NON-FINANCIAL INFORMATION IN THE
MARKETPLACE
CHAPTER 3: HOW SHOULD FINANCIAL MARKETS BE REGULATED TO ENSURE THAT
INFORMATION IS PROVIDED?
CHAPTER 4: PROMOTING INFORMATION UNDER BROKER/CLIENT RULES AT COMMON LAW
AND IN EQUITY
CHAPTER 5: THE FAILURE OF INDUSTRY LICENSING TO KEEP THE MARKET INFORMED
– OBLIGATION TO PROVIDE FINANCIAL SERVICES ‘EFFICIENTLY, HONESTLY
AND FAIRLY’
CHAPTER 6: THE ABILITY OF THE COMMISSION TO ACHIEVE DISCLOSURE IN
FINANCIAL MARKETS
CHAPTER 7: STOCK EXCHANGES AND THE PROMOTION OF INFORMATION
CHAPTER 8: TOWARDS PRINCIPLES-BASED REGULATION
DIESES SCHRIFTSTUECK WURDE MASCHINELL ERZEUGT.
PROMOTING INFORMATION IN THE MARKETPLACE FOR FINANCIAL SERVICES
/ LATIMER, PAUL
: 2015
ABSTRACT / INHALTSTEXT
THIS BOOK PROVIDES A UNIQUE COMPARATIVE AND GLOBAL ANALYSIS OF THE
REGULATION OF DISCLOSURE IN FINANCIAL (SECURITIES) MARKETS. IT IS
WRITTEN BY TWO AUTHORS WHO REPRESENT BOTH THE NEW WORLD (AUSTRALIA) AND
THE OLD WORLD (GERMANY).THE AUTHORSPRESENT THEIR RESEARCH IN THE
GLOBAL BUSINESS CONTEXT, WITH LEGAL AND REGULATORY PERSPECTIVES
INCLUDING SOME REFERENCES FROM AFRICA, ASIA, THE MIDDLE EAST AND SOUTH
AMERICA. AFTER EVERY “BOOM” AND “BUST”, LEGISLATORS PASS NEW
DISCLOSURE LEGISLATION, OFTEN IN A HEATED ENVIRONMENT FUELLED BY
POLITICS AND THE MEDIA. LITTLE REGARD IS PAID TO EXISTING REGULATION OR
THE LESSONS LEARNED FROMEARLIER REGULATION. THE RESULT IS THE
CONTINUING ENACTMENT OF REDUNDANT AND OVERLAPPING DISCLOSURE LAWS. SINCE
FINANCIAL MARKETS ARE OFTEN DESCRIBED AS MARKETS FOR INFORMATION, THE
FAILURE TO ENSURE DISCLOSURE IS AT THE HEART OF FINANCIAL SERVICES
REGULATION.THIS BOOK ARGUES THAT THE SOLUTION TO THE FAILURE OF
DISCLOSURE IS A BRIEF, EASILY UNDERSTOOD, PRINCIPLES-BASED, PLAIN
ENGLISH SAFETY-NET AMENDMENT TO STATUTE LAW SUCH AS “YOU MUST KEEP THE
FINANCIAL MARKET FULLY INFORMED”, A MEASURE THAT WOULD SUPPORT
EFFECTIVE MANDATORY CONTINUOUS DISCLOSURE OF INFORMATION TO FINANCIAL
MARKETS. THIS BOOK EXAMINES THE REASONS FOR DISCLOSURE REGULATION, AND
HOW THE EFFICIENT OPERATION OF FINANCIAL MARKETS IS DEPENDENT ON
DISCLOSURE. IT EXAMINES THE ADEQUACY OF COMMON LAW AND CIVIL LAW
CONCERNING BROKER/CLIENT DISCLOSURE, AND CONCLUDES THAT INDUSTRY
LICENSING IN ITSELF FAILS TO KEEP THE MARKET INFORMED. WHILE
RECOGNIZING THE FAILURES OF SECURITIES COMMISSIONS TO ACHIEVE GOOD
DISCLOSURE IN FINANCIAL MARKETS, IT CONFIRMS THE EFFECTIVENESS OF
COREGULATION OF DISCLOSURE BY A COMMISSION WITH THE SUPPORT OF
THEFINANCIAL MARKETS (SUCH AS THE STOCK EXCHANGE).COREGULATION BUILDS
ON FINANCIAL MARKET SELF-REGULATION, AND IS BEST DESCRIBED IN THE WORDS
OF ONE-TIME SEC CHAIRMAN WILLIAM O. DOUGLAS, WHO, IN THE 1930S,
DESCRIBED IT AS A SHOTGUN BEHIND THE DOOR.
DIESES SCHRIFTSTUECK WURDE MASCHINELL ERZEUGT.
|
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| discipline | Rechtswissenschaft |
| doi_str_mv | 10.1007/978-3-319-09459-5 |
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| id | DE-604.BV042291612 |
| illustrated | Not Illustrated |
| indexdate | 2024-12-20T17:06:57Z |
| institution | BVB |
| isbn | 9783319094595 |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-027728768 |
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| spellingShingle | Latimer, Paul Promoting Information in the Marketplace for Financial Services Financial Market Regulation and International Standards Recht Law Commercial law |
| title | Promoting Information in the Marketplace for Financial Services Financial Market Regulation and International Standards |
| title_auth | Promoting Information in the Marketplace for Financial Services Financial Market Regulation and International Standards |
| title_exact_search | Promoting Information in the Marketplace for Financial Services Financial Market Regulation and International Standards |
| title_full | Promoting Information in the Marketplace for Financial Services Financial Market Regulation and International Standards by Paul Latimer, Philipp Maume |
| title_fullStr | Promoting Information in the Marketplace for Financial Services Financial Market Regulation and International Standards by Paul Latimer, Philipp Maume |
| title_full_unstemmed | Promoting Information in the Marketplace for Financial Services Financial Market Regulation and International Standards by Paul Latimer, Philipp Maume |
| title_short | Promoting Information in the Marketplace for Financial Services |
| title_sort | promoting information in the marketplace for financial services financial market regulation and international standards |
| title_sub | Financial Market Regulation and International Standards |
| topic | Recht Law Commercial law |
| topic_facet | Recht Law Commercial law |
| url | https://doi.org/10.1007/978-3-319-09459-5 http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=027728768&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=027728768&sequence=000003&line_number=0002&func_code=DB_RECORDS&service_type=MEDIA |
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