UNCITRAL Arbitration:
Gespeichert in:
| Beteiligte Personen: | , |
|---|---|
| Format: | Buch |
| Sprache: | Englisch |
| Veröffentlicht: |
Alphen aan den Rijn
Kluwer Law International
[2018]
|
| Links: | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=024422896&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| Beschreibung: | angekündigt als u.d.T.: The revised UNCITRAL rules |
| ISBN: | 9789041127334 |
Internformat
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| 100 | 1 | |a Paulsson, Jan |d 1949- |e Verfasser |0 (DE-588)170858421 |4 aut | |
| 245 | 1 | 0 | |a UNCITRAL Arbitration |c Jan Paulsson and Georgios Petrochilos |
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| 337 | |b n |2 rdamedia | ||
| 338 | |b nc |2 rdacarrier | ||
| 500 | |a angekündigt als u.d.T.: The revised UNCITRAL rules | ||
| 700 | 1 | |a Petrochilos, Georgios |e Verfasser |0 (DE-588)106826909X |4 aut | |
| 776 | 0 | 8 | |i Erscheint auch als |n Online-Ausgabe |z 978-90-411-4219-1 |
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Datensatz im Suchindex
| _version_ | 1819297871712747520 |
|---|---|
| adam_text | TABLE OF CONTENTS
PREFACE V
TABLES OF AUTHORITIES XIX
PARTI
SECTION I
INTRODUCTORY RULES
ARTICLE 1
SCOPE OF APPLICATION 3
A. WRITING REQUIREMENT 5
B. REQUIREMENT OF A CONTRACTUAL RELATIONSHIP BETWEEN THE PARTIES 7
C. THE APPLICABLE VERSION OF THE RULES 8
D. ADDITION OF THE 2013 UNCITRAL RULES ON TRANSPARENCY 10
ARTICLE 2
NOTICE AND CALCULATION OF PERIODS OF TIME 13
PRINCIPAL CHANGES 15
ARTICLES 3 AND 4
NOTICE OF ARBITRATION AND RESPONSE TO THE NOTICE OF ARBITRATION 19
A. NOTICE OF ARBITRATION: ARTICLE 3 23
1. MANDATORY ITEMS OF THE NOTICE OF ARBITRATION 23
(I) DEMAND FOR ARBITRATION AND DESCRIPTION OF THE PARTIES: ARTICLES 3(3)
(A) AND (B) 23
(II) DESCRIPTION OF AGREEMENTS AND OR RELATIONSHIPS: ARTICLES 3(3)(C)
AND (D) 24
(III) DESCRIPTION OF THE CLAIM: ARTICLES 3(3)(E) AND (F) 25
(IV) MATTERS RELATING TO THE CONDUCT OF THE ARBITRATION: ARTICLE 3(3)(G)
26
2. OPTIONAL ITEMS OF THE NOTICE OF ARBITRATION: STREAMLINING THE
ARBITRAL PROCESS 27
3. INCOMPLETE NOTICE OF ARBITRATION 28
B. RESPONSE TO THE NOTICE OF ARBITRATION: ARTICLE 4 29
1. TIMING 30
2. MANDATORY CONTENT 31
3. OPTIONAL ITEMS 31
IX
TABLE OF CONTENTS
(I) JURISDICTIONAL OBJECTIONS: ARTICLE 4(2) (A) 31
(II) PROPOSALS FOR THE CONSTITUTION OF THE TRIBUNAL: ARTICLES
4(2)(B)-(D) 32
(III) RAISING CLAIMS IN THE RESPONSE: ARTICLE 4(2) (E) 32
(IV) JOINDER OF ADDITIONAL RESPONDENTS: ARTICLE 4(2)(F) 33
4. MISSING, INCOMPLETE, OR LATE RESPONSE TO THE NOTICE OF ARBITRATION 35
ARTICLE 5
REPRESENTATION AND ASSISTANCE 37
ARTICLE 6
DESIGNATING AND APPOINTING AUTHORITIES 41
A. AGREEMENT ON OR DESIGNATION OF AN APPOINTING AUTHORITY 45
B. DESIGNATION OF AN APPOINTING AUTHORITY 46
C. APPOINTING AUTHORITY S REFUSAL OR FAILURE TO ACT IN TIME 48
D. INFORMATION PROVIDED TO THE DESIGNATING AND APPOINTING AUTHORITIES 49
E. CRITERIA FOR SELECTING ARBITRATORS 51
SECTION II
COMPOSITION OF THE ARBITRAL TRIBUNAL
ARTICLE 7
NUMBER OF ARBITRATORS 55
A. TIMING FOR THE APPLICATION OF THE DEFAULT RULE 57
B. POSSIBILITY TO REQUEST APPOINTMENT OF SOLE ARBITRATOR 58
ARTICLES 8 AND 9
APPOINTMENT OF ARBITRATORS 61
A. APPOINTMENT OF A SOLE ARBITRATOR 63
1. APPOINTMENT OF A SOLE ARBITRATOR WHERE THE PARTIES CANNOT AGREE 63
2. SELECTION OF A SOLE ARBITRATOR BY THE APPOINTING AUTHORITY 64
B. APPOINTMENT OF THREE ARBITRATORS 65
1. PARTY-APPOINTMENT OF A THREE-MEMBER PANEL 65
2. APPOINTMENT OF A SECOND ARBITRATOR BY THE APPOINTING AUTHORITY 66
3. APPOINTMENT OF A PRESIDING ARBITRATOR BY THE APPOINTING AUTHORITY 67
ARTICLE 10
APPOINTMENT OF ARBITRATORS 69
A. PRINCIPLE OF JOINT APPOINTMENT FOR THREE-MEMBER TRIBUNALS 71
B. TRIBUNALS COMPRISING A NUMBER OF ARBITRATORS OTHER THAN ONE OR THREE
72
C. APPOINTING AUTHORITY S POWER TO COMPLETE THE CONSTITUTION OF THE
TRIBUNAL 73
1. SCOPE OF THE APPOINTING AUTHORITY S POWER 73
2. TIMING 73
3. DISCRETION OF THE APPOINTING AUTHORITY TO SELECT THREE NEW
ARBITRATORS 74
ARTICLES 11 AND 12
DISCLOSURES BY AND CHALLENGE OF ARBITRATORS 77
A. THE 1976 RULES
79
B. DISCLOSURES BY ARBITRATORS: ARTICLE 11 82
TABLE OF CONTENTS
1. CLARIFICATIONS AND CHANGES PERTAINING TO THE TIMING AND ADDRESSEES OF
DISCLOSURE 82
2. MODEL STATEMENTS OF INDEPENDENCE 83
(I) NO CIRCUMSTANCES TO DISCLOSE 84
(II) CIRCUMSTANCES TO DISCLOSE 85
C. GROUNDS FOR CHALLENGE: ARTICLE 12 85
ARTICLE 13
PROCEDURE FOR CHALLENGING ARBITRATORS 89
A. THE REGIME UNDER THE 1976 RULES 90
B. SIGNIFICANT CHANGES UNDER THE 2010 RULES 91
1. CLARIFICATION OF THE NOTICE OF CHALLENGE : ARTICLES 13(1) AND (2) 92
2. AGREEING TO OR OPPOSING THE CHALLENGE: ARTICLE 13(3) 94
3. CLARIFICATION OF THE ROLE OF THE APPOINTING AUTHORITY: ARTICLE 13(4)
95
4. PROGRESS OF ARBITRATION PROCEEDINGS PENDING A CHALLENGE 96
ARTICLES 14 AND 15
REPLACEMENT OF AN ARBITRATOR AND REPETITION OF HEARINGS 97
A. REPLACEMENT OF AN ARBITRATOR: ARTICLE 14 98
1. THE REPLACEMENT MECHANISM 99
2. ABUSE AND DISRUPTION: IMPROVEMENTS UNDER THE 2010 RULES 100
(I) THE 1976 RULES 100
(II) SOLUTIONS ADOPTED IN THE 2010 RULES TO PREVENT DISRUPTION 102
(III) CIRCUMSTANCES IN WHICH THE TRIBUNAL CAN PROCEED IN A TRUNCATED
FORM 103
B. REPETITION OF HEARINGS IN THE EVENT OF THE REPLACEMENT OF AN
ARBITRATOR:
ARTICLE 15 106
ARTICLE 16
EXCLUSION OF LIABILITY 109
A. CONTENT AND SCOPE OF THE RULE OF IMMUNITY 110
1. CARVE-OUT FOR INTENTIONAL WRONGDOING 110
2. EXCLUSION OF LIABILITY TO THE FULLEST EXTENT POSSIBLE UNDER
APPLICABLE LAW 112
B. PERSONS WHO ENJOY IMMUNITY UNDER THE RULES 113
SECTION III
ARBITRAL PROCEEDINGS
ARTICLE 17
GENERAL PROVISIONS 119
A. THE BROAD POWERS OF THE TRIBUNAL TO CONDUCT THE ARBITRATION 120
B. CODIFICATION OF THE POWERS OF THE TRIBUNAL 122
C. THE DUTY OF THE TRIBUNAL TO ENSURE EQUAL TREATMENT AND A REASONABLE
OPPORTUNITY TO BE HEARD 124
D. THE DUTY OF THE TRIBUNAL TO ENSURE EFFICIENT PROCEEDINGS 126
1. THE DUTY TO PROMOTE EFFICIENCY AND AVOID DELAY 127
2. ARTICLES 17(1) AND 17(3): RIGHT TO PRESENT ONE S CASE, AND HEARINGS
129
(I) RIGHT TO PRESENT ONE S CASE 129
(II) RIGHT TO HEARING 130
XI
TABLE OF CONTENTS
3. ARTICLE 17(2): SETTING UP A PROVISIONAL TIMETABLE AND ARBITRATORS
POWER
TO EXTEND AND ABRIDGE TIME-PERIODS 131
E. COMMUNICATIONS WITH THE TRIBUNAL 133
F. JOINDER 135
1. THIRD-PARTY INTERVENTION: AMID CURIAE AND JOINDER DISTINGUISHED 135
2. CONDITIONS FOR JOINDER UNDER ARTICLE 17(5) 138
(I) AT THE REQUEST OF ANY PARTY 138
(II) THIRD PERSON TO BE JOINED MUST BE A PARTY TO THE ARBITRATION
AGREEMENT 140
(III) PROCESS; NO PREJUDICE TO ANY OF THE PARTIES INVOLVED 141
G. CONSOLIDATION 142
H. CONFIDENTIALITY 144
ARTICLE 18
PLACE OF ARBITRATION 147
A. PLACE OF ARBITRATION 148
1. PLACE AS THE ARBITRAL SEAT 148
2. DETERMINATION OF THE ARBITRAL SEAT 150
B. AWARD DEEMED TO HAVE BEEN MADE AT PLACE OF ARBITRATION 151
C. VENUE OF ARBITRATION 152
DETERMINATION OF LOCATION 154
ARTICLE 19
LANGUAGE 155
A. ARTICLE 19(1) 156
B. ARTICLE 19(2) 158
ARTICLE 20
STATEMENT OF CLAIM 161
A. COMMUNICATION OF THE STATEMENT OF CLAIM: ARTICLE 20(1) 162
B. CONTENTS OF THE STATEMENT OF CLAIM 164
C. EVIDENTIAL SUPPORT 165
ARTICLE 21
STATEMENT OF DEFENCE 169
A. COUNTERCLAIMS AND SET-OFF CLAIMS 170
1. TRIBUNAL S JURISDICTION OVER COUNTERCLAIMS AND SET-OFF CLAIMS 170
2. RAISING COUNTERCLAIMS AND SET-OFF CLAIMS IN THE RESPONSE AND THE
STATEMENT OF DEFENCE 173
3. DELAY JUSTIFIED UNDER THE CIRCUMSTANCES 173
4. REPLY TO COUNTERCLAIM OR SET-OFF CLAIM; FURTHER PLEADINGS 175
ARTICLE 22
AMENDMENTS TO THE CLAIM OR DEFENCE 177
A. AMENDMENTS AND SUPPLEMENTATIONS 179
B. JURISDICTION OF THE TRIBUNAL 180
C. APPROPRIATENESS OF THE AMENDMENT 182
ARTICLE 23
PLEAS AS TO THE JURISDICTION OF THE ARBITRAL TRIBUNAL 187
A. COMPETENCE DE LA COMPETENCE AND SEPARABILITY 188
XII
TABLE OF CONTENTS
1. COMPETENCE DE LA COMPETENCE UNDER ARTICLE 23(1) 192
2. TRIBUNAL S MANDATORY POWER TO RULE ON ITS JURISDICTION 194
3. SEPARABILITY 197
B. TIME-LIMITS FOR RAISING JURISDICTIONAL ISSUES 198
C. PROCEDURAL ASPECTS OF OBJECTIONS TO JURISDICTION 201
1. POSSIBILITY OF BIFURCATING THE PROCEEDINGS 201
2. COURT CONTROL NEED NOT LEAD TO SUSPENSION OF PROCEEDINGS 204
ARTICLES 24 AND 25
FURTHER WRITTEN STATEMENTS AND PERIODS OF TIME 207
A. ADDITIONAL PLEADINGS 208
B. PERIODS OF TIME 211
ARTICLE 26
INTERIM MEASURES 215
A. CONDITIONS FOR GRANTING INTERIM MEASURES: ARTICLE 26(3) 218
1. URGENCY 219
2. PRIMA FACIE JURISDICTION 219
3. PRIMA FACIE CASE ON THE MERITS 220
4. RISK OF HARM 221
5. PROPORTIONALITY OR BALANCE OF (IN)CONVENIENCE/HARDSHIP 223
6. CONNECTION WITH THE SUBJECT-MATTER OF THE CLAIM 223
B. TYPES OF INTERIM MEASURES 225
C. ORDER OR AWARD 227
D. THIRD PARTIES; NATIONAL COURTS 228
E. TERMINATION, SUSPENSION, MODIFICATION 230
F. LIABILITY FOR COSTS AND DAMAGES 231
G. PRELIMINARY ORDERS 232
ARTICLE 27
EVIDENCE 235
A. THE CONSTITUTION AND ASSESSMENT OF THE EVIDENTIAL RECORD 237
B. WITNESSES OF FACT AND EXPERT WITNESSES 241
ARTICLE 28
HEARINGS 245
A. TRIBUNAL S CONTROL OVER THE HEARING 246
B. CONDUCT OF THE HEARINGS IN CAMERA AND RETIRING OF WITNESSES 248
C. PHYSICAL PRESENCE OF WITNESSES NOT REQUIRED 249
ARTICLE 29
EXPERTS APPOINTED BY THE ARBITRAL TRIBUNAL 251
A MAJOR AMENDMENTS IN THE 2010 RULES 254
B. IMPARTIALITY AND INDEPENDENCE 257
C. INCREASED ROLE OF THE PARTIES 258
1. CONSULTATION WITH THE PARTIES 258
2. PARTY OBJECTIONS 260
D. COSTS OF TRIBUNAL EXPERTS 261
XNI
TABLE OF CONTENTS
ARTICLE 30
DEFAULT
263
A. OVERVIEW 264
B. FAILURE TO SUBMIT A PLEADING: ARTICLE 30(1) 265
1. CLAIMANT S DEFAULT: ARTICLE 30(L)(A) 265
2. RESPONDENT S DEFAULT: ARTICLE 30(1) (B) 267
C. FAILURE TO APPEAR: ARTICLE 30(2) 269
D. FAILURE TO PRODUCE DOCUMENTS, EXHIBITS OR OTHER EVIDENCE: ARTICLE
30(3) 270
E. SUFFICIENT CAUSE 271
ARTICLE 31
CLOSURE OF HEARINGS 273
A. HEARINGS 274
B. CLOSURE OF THE HEARINGS 275
C. DISCRETION TO REOPEN 276
EXCEPTIONAL CIRCUMSTANCES 277
ARTICLE 32
WAIVER OF RIGHT TO OBJECT 279
A. SCOPE OF APPLICATION AND OPERATION OF THE WAIVER RULE 280
B. WAIVABLE RIGHTS AND WAIVABLE INSTANCES OF NON-COMPLIANCE 281
C. PROMPT OBJECTION 283
D. KNOWLEDGE OR JUSTIFICATION 284
SECTION IV
THE AWARD
ARTICLE 33
DECISIONS 289
A. DELIBERATIONS AND SECRECY 290
B. MAJORITY RULE 292
C. QUESTIONS OF PROCEDURE 295
ARTICLE 34
FORM AND EFFECT OF THE AWARD 297
A. THE NOTION AND TYPES OF AWARDS : ARTICLE 34(1) 298
B. SEPARATE AWARDS ON DIFFERENT ISSUES AT DIFFERENT TIMES 302
C. REQUIREMENTS OF FORM AND CONTENT 303
1. WRITING, DATE AND SIGNATURE: ARTICLES 34(2) AND 34(4) 303
2. REASONS: ARTICLE 34(3) 304
D. SEPARATE OPINIONS 305
E. AWARDS ARE FINAL AND BINDING: ARTICLE 34(2) 307
1. FINALITY 307
2. BINDING FORCE 308
3. WAIVER OF RECOURSE AGAINST THE AWARD 309
F. CONFIDENTIALITY OR PUBLICATION: ARTICLE 34(5) 310
G. COMMUNICATION OF THE AWARD: ARTICLE 34(6) 312
ARTICLE 35
APPLICABLE LAW, AMIABLE COMPOSITEUR 313
XIV
TABLE OF CONTENTS
A. APPLICABLE LAW. ARTICLE 35(1) 314
1. PARTY AUTONOMY 314
2. RULES OF LAW DESIGNATED BY THE PARTIES 314
3. APPLICABLE LAW IN THE ABSENCE OF A DESIGNATION 318
B. AMIABLE COMPOSITEUR/EX AEQUO ET BONO: ARTICLE 35(2) 320
C. TERMS OF THE CONTRACT AND USAGES OF TRADE: ARTICLE 35(3) 322
ARTICLE 36
SETTLEMENT OR OTHER GROUNDS FOR TERMINATION 325
A. SETTLEMENT OF THE DISPUTE: ARTICLE 36(1) 327
1. TERMINATION ORDER OR AWARD ON AGREED TERMS 327
(I) TERMINATION ORDERS 327
(II) ADVANTAGES OF AWARDS ON AGREED TERMS 327
(III) REQUESTING AN AWARD ON AGREED TERMS 328
2. THE TRIBUNAL S DISCRETION 329
3. THE ARBITRATOR S ROLE IN SETTLEMENT NEGOTIATIONS 331
B. CONTINUATION OF PROCEEDINGS IMPOSSIBLE OR UNNECESSARY: ARTICLE 36(2)
333
1. TERMINATION OF THE PROCEEDINGS 333
2. REMAINING MATTERS 334
C. TECHNICAL AND FORMAL REQUIREMENTS 335
ARTICLE 37
INTERPRETATION OF THE AWARD 337
A. THE INTERPRETATION PROCESS 338
B. SCOPE OF APPLICATION 340
C. INTERPRETATION AND FINALITY OF AWARDS 341
D. TIME-LIMITS 342
ARTICLE 38
CORRECTION OF THE AWARD 345
A. ERRORS AND OMISSIONS 346
B. TIME-LIMITS 348
C. JUSTIFYING THE REQUEST FOR CORRECTION 349
D. CORRECTION FORMS PART OF THE AWARD 350
E. COSTS 351
ARTICLE 39
ADDITIONAL AWARD 353
A. REQUEST FOR AN AWARD OR AN ADDITIONAL AWARD: ARTICLE 39(1) 354
B. RENDERING OF THE AWARD OR ADDITIONAL AWARD: ARTICLE 39(2) 355
C. TIME-LIMITS 356
D. TECHNICAL REQUIREMENTS: ARTICLE 39(3) 357
ARTICLE 40
DEFINITION OF COSTS 359
A. FIXING THE COSTS OF ARBITRATION: ARTICLE 40(1) 360
B. DENNING COSTS: ARTICLE 40(2) 361
1. FEES OF THE ARBITRAL TRIBUNAL: ARTICLE 40(2)(A) 362
2. COSTS INCURRED BY THE ARBITRATORS: ARTICLE 40(2)(B)-(C) 363
3. WITNESS EXPENSES: ARTICLE 40(2) (D) 363
TABLE OF CONTENTS
4. PARTIES LEGAL AND OTHER COSTS: ARTICLE 40(2) (E) 364
5. FEES AND EXPENSES OF THE APPOINTING AUTHORITY AND SECRETARY-GENERAL
OF
THE PCA: ARTICLE 40(2) (F) 365
C. COSTS INCURRED FOR INTERPRETATION, CORRECTION OR COMPLETION OF
AWARDS:
ARTICLE 40(3) 366
ARTICLE 41
FEES AND EXPENSES OF ARBITRATORS 369
A. FEES UNDER THE 1976 RULES 371
B. THE REVISION PROCESS 372
C. THE REVISED RULES 373
1. REASONABLENESS REQUIREMENT: ARTICLES 41(1) AND 41(2) 373
2. TRIBUNAL S FEE PROPOSAL AND ITS REVIEW: ARTICLE 41 (3) 373
3. FINAL DETERMINATION OF FEES AND REVIEW: ARTICLE 41 (4) 375
D. TIME-LIMITS 376
ARTICLE 42
ALLOCATION OF COSTS 379
A. ARTICLE 40 OF THE 1976 RULES 380
B. ARTICLE 42 OF THE 2010 RULES 382
1. CIRCUMSTANCES CONSIDERED WHEN ALLOCATING COSTS: ARTICLE 42(1) 385
(I) THE SUCCESS OF THE PARTIES ON THEIR CLAIMS 385
(II) THE CONDUCT OF THE PARTIES DURING THE ARBITRAL PROCEEDINGS 387
(III) THE NATURE OF THE PARTIES 387
(IV) THE NATURE OF THE DISPUTE RESOLUTION MECHANISM 388
2. DETERMINATION OF THE COSTS IN THE FINAL OR OTHER AWARD: ARTICLE 42(2)
388
ARTICLE 43
DEPOSIT OF COSTS 391
A. ADVANCE DEPOSITS: ARTICLE 43(1) 392
B. SUPPLEMENTARY DEPOSITS: ARTICLE 43(2) 394
C. OVERSIGHT BY THE APPOINTING AUTHORITY: ARTICLE 43(3) 394
D. FAILURE TO PAY DEPOSITS: ARTICLE 43(4) 395
E. ACCOUNTING: ARTICLE 43(5) 396
PART II
UNCITRAL RULES ON TRANSPARENCY IN
TREATY-BASED INVESTOR-STATE ARBITRATION
ARTICLE L(L)-(2)
SCOPE OF APPLICATION 399
I. ARTICLE 1(1): TREATIES CONCLUDED ON OR AFTER 1 APRIL 2014 400
A. PRECONDITIONS FOR APPLICATION 400
B. OPTING OUT 401
C. TREATY 401
D. PARTY OR STATE 402
E. THE RIGHT TO EXCLUDE THE APPLICATION OF THE TRANSPARENCY RULES 402
II. ARTICLE 1(2): TREATIES CONCLUDED BEFORE 1 APRIL 2014 403
A. OPTING IN
40
3
XVI
TABLE OF CONTENTS
B. THE OPT-IN VERSUS OPT-OUT APPROACH 403
C. NO DYNAMIC INTERPRETATION OF EXISTING TREATIES 403
D. AGREEMENT TO APPLY THE TRANSPARENCY RULES UNDER EXISTING TREATIES 405
1. AGREEMENTS BETWEEN DISPUTING PARTIES 405
2. AGREEMENTS BETWEEN STATE PARTIES 406
ARTICLE 1(3)
SCOPE OF APPLICATION 409
A. LIMITS TO PARTY AUTONOMY 410
1. INVESTORS 410
B. TRIBUNAL S DISCRETION UNDER ARTICLE 1 (3) (B) 413
ARTICLE 1(4)-(6)
SCOPE OF APPLICATION 415
I. ARTICLE 1(4) 415
II. ARTICLE 1(5) 416
III. ARTICLE 1(6) 417
ARTICLE L(7)-(9)
SCOPE OF APPLICATION 419
I. PREVALENCE OF THE TREATY 420
II. ARTICLE 1(7) IS NOT A RULE OF TREATY INTERPRETATION 421
III. INTERPLAY BETWEEN TRANSPARENCY RULES AND APPLICABLE ARBITRATION
RULES OR
MANDATORY NORMS OF DOMESTIC LAW 422
IV. APPLICATION NOT LIMITED TO UNCITRAL ARBITRATIONS 423
ARTICLE 2
PUBLICATION OF INFORMATION AT THE COMMENCEMENT OF ARBITRAL PROCEEDINGS
425
A. LIMITED SCOPE OF DISCLOSURE OBLIGATIONS AT INITIATION OF PROCEEDINGS
427
B. DISAGREEMENT DOES NOT SUSPEND OBLIGATIONS 428
C. NO SANCTIONS TO ADDRESS NON-COMPLIANCE 429
D. DISCLOSURE DOES NOT REQUIRE SUBJECTIVE JUDGEMENT BY THE REPOSITORY
429
E. POTENTIAL EXCEPTIONS TO ARTICLE 2 430
ARTICLE 3
PUBLICATION OF DOCUMENTS 431
A. OVERARCHING AIMS 433
B. DISCLOSURE OF EXHIBITS BY DECISION OF THE TRIBUNAL 434
C. MANDATORY DISCLOSURE UPON REQUEST 435
D. DISCLOSURE IS NOT LIMITED TO SPECIFIC RECIPIENTS 436
E. DISCLOSURE OBLIGATIONS AFTER THE TRIBUNAL HAS CEASED TO EXIST 436
F. EXCEPTIONS TO THE GENERAL RULE ON COSTS OF TRANSPARENCY 436
ARTICLE 4
SUBMISSION BY A THIRD PERSON 439
A. OVERVIEW 440
B. THIRD-PERSON SUBMISSIONS REQUIRE AUTHORIZATION BY THE TRIBUNAL 444
C. GUIDELINES FOR THIRD-PERSON SUBMISSIONS 445
D. FORM OF THIRD-PERSON PARTICIPATION LIMITED TO WRITTEN SUBMISSIONS 446
E. FUNDING OF THIRD PERSONS 447
XVII
TABLE OF CONTENTS
F. SUPPLEMENT TO UNCITRAL ARBITRATION RULES 448
ARTICLE 5
SUBMISSION BY A NON-DISPUTING PARTY TO THE TREATY 449
A. OVERVIEW 449
B. RIGHT OF NON-DISPUTING PARTIES TO MAKE SUBMISSIONS 452
C. SCOPE OF SUBMISSIONS NOT LIMITED TO TREATY INTERPRETATION 454
D. TRIBUNAL S ABILITY TO INVITE SUBMISSIONS 454
E. ADDRESSING CONCERNS OVER DIPLOMATIC PROTECTION 455
ARTICLE 6
HEARINGS 457
A. OVERVIEW 457
B. PUBLIC HEARING AS THE DEFAULT RULE 458
C. NO VETO POWER FOR DISPUTING PARTIES TO CLOSE HEARINGS 459
D. LIMITED AUTHORITY OF THE TRIBUNAL TO CLOSE HEARINGS 460
E. MEDIA ATTENDANCE AND BROADCASTING OF HEARINGS 461
ARTICLE 7
EXCEPTIONS TO TRANSPARENCY 463
A. OVERVIEW 464
B. EXCEPTIONS ARE NARROWLY DEFINED 466
C. DEFINITION, SCOPE AND CATEGORISATION OF CONFIDENTIAL INFORMATION 467
D. LAW APPLICABLE TO CONFIDENTIALITY OF INFORMATION 469
E. ARRANGEMENTS TO PREVENT DISCLOSURE OF CONFIDENTIAL INFORMATION 470
F. WITHDRAWAL OF DOCUMENTS FROM THE RECORD 471
G. SELF-JUDGING SECURITY EXCEPTION FOR RESPONDENT STATE 472
H. SCOPE OF THE INTEGRITY OF THE ARBITRAL PROCESS EXCEPTION 473
I. NO SANCTIONS FOR BREACH OF CONFIDENTIALITY OBLIGATIONS 474
ARTICLE 8
REPOSITORY OF PUBLISHED INFORMATION 475
A. OVERVIEW 475
B. FORM OF THE REPOSITORY 476
C. UN SECRETARY-GENERAL AS PREFERRED REPOSITORY 477
D. LITTLE OR NO DISCRETION RESTS WITH THE REPOSITORY 478
E. LIMITED GUIDANCE ON THE PURPOSE AND OPERATION OF THE REPOSITORY 478
ANNEX I - UNCITRAL ARBITRATION RULES, UNCITRAL TRANSPARENCY RULES 481
ANNEX II - REVISION OF THE UNCITRAL ARBITRATION RULES 511
ANNEX III - SUMMARY GUIDE TO THE TRAVAUX PREPARATOIRES 597
ANNEX IV - TABLE OF CORRESPONDENCE BETWEEN 1976 AND 2010 RULES 605
DOCUMENTS AND REPORTS 609
BIBLIOGRAPHY
61
5
INDEX
62
3
XVIN
|
| any_adam_object | 1 |
| author | Paulsson, Jan 1949- Petrochilos, Georgios |
| author_GND | (DE-588)170858421 (DE-588)106826909X |
| author_facet | Paulsson, Jan 1949- Petrochilos, Georgios |
| author_role | aut aut |
| author_sort | Paulsson, Jan 1949- |
| author_variant | j p jp g p gp |
| building | Verbundindex |
| bvnumber | BV039571380 |
| classification_rvk | PU 1555 |
| ctrlnum | (OCoLC)700631708 (DE-599)BVBBV039571380 |
| discipline | Rechtswissenschaft |
| format | Book |
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| id | DE-604.BV039571380 |
| illustrated | Not Illustrated |
| indexdate | 2024-12-20T15:57:34Z |
| institution | BVB |
| isbn | 9789041127334 |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-024422896 |
| oclc_num | 700631708 |
| open_access_boolean | |
| owner | DE-M382 DE-355 DE-BY-UBR |
| owner_facet | DE-M382 DE-355 DE-BY-UBR |
| publishDate | 2018 |
| publishDateSearch | 2018 |
| publishDateSort | 2018 |
| publisher | Kluwer Law International |
| record_format | marc |
| spellingShingle | Paulsson, Jan 1949- Petrochilos, Georgios UNCITRAL Arbitration |
| title | UNCITRAL Arbitration |
| title_auth | UNCITRAL Arbitration |
| title_exact_search | UNCITRAL Arbitration |
| title_full | UNCITRAL Arbitration Jan Paulsson and Georgios Petrochilos |
| title_fullStr | UNCITRAL Arbitration Jan Paulsson and Georgios Petrochilos |
| title_full_unstemmed | UNCITRAL Arbitration Jan Paulsson and Georgios Petrochilos |
| title_short | UNCITRAL Arbitration |
| title_sort | uncitral arbitration |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=024422896&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| work_keys_str_mv | AT paulssonjan uncitralarbitration AT petrochilosgeorgios uncitralarbitration |