Recognition and enforcement of foreign arbitral awards: a global commentary on the New York Convention
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| Format: | Buch |
| Sprache: | Englisch |
| Veröffentlicht: |
Austin
Wolters Kluwer Law & Business
[2010]
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| Links: | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=020558284&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| Umfang: | XLVII, 617 Seiten |
| ISBN: | 9789041123565 9041123563 |
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| 245 | 1 | 0 | |a Recognition and enforcement of foreign arbitral awards |b a global commentary on the New York Convention |c Herbert Kronke, Patricia Nacimiento, Dirk Otto, Nicola Christine Port |
| 264 | 1 | |a Austin |b Wolters Kluwer Law & Business |c [2010] | |
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| adam_text | TABLE OF CONTENTS ABOUT THE CONTRIBUTORS XXV FOREWORD XXIX PREFACE AND
ACKNOWLEDGMENTS XXXIII A NOTE ON CITATIONS XXXVII LIST OF ABBREVIATIONS
XXXIX INTRODUCTION THE NEW YORK CONVENTION FIFTY YEARS ON: OVERVIEW AND
ASSESSMENT 1 HERBERT KRONKE I. THE NEW YORK CONVENTION AND TRANSNATIONAL
COMMERCIAL LAW IN PERSPECTIVE 1 II. RESERVATIONS 6 III. RECOGNITION AND
ENFORCEMENT 7 IV. JUDICIAL REVIEW OF ARBITRAL AWARDS 8 V. THE CORE
DECISION: CHECKS ON PROCEDURE 11 VI. RELATIONSHIP BETWEEN DIFFERENT
REGIMES: THE MORE FAVORABLE RIGHTS PRINCIPLE 11 VII. ASSET SPOTTING
AND FORUM SHOPPING 13 VIII. FORMALITIES AND REFUSAL OF RECOGNITION AND
ENFORCEMENT: THE STATE OF THINGS AND A LOOK TOWARD THE FUTURE 17 TABLE
OF CONTENTS ARTICLE I 19 HANS BAGNER I. INTRODUCTION TO ARTICLE I OF THE
NEW YORK CONVENTION 20 A. OVERVIEW 20 II. ARTICLE 1(1): SCOPE OF
APPLICATION 21 A. THE TERRITORIAL CRITERION: AWARDS MADE IN THE
TERRITORY OF [ANOTHER] STATE 21 1. HISCOX V. OUTHWAITE (ENGLAND, 1991)
22 2. THE TITAN CASE (SWEDEN, 2005) 23 B. NON-DOMESTIC AWARDS 24 C.
ARISING OUT OF DIFFERENCES BETWEEN PERSONS, WHETHER PHYSICAL OR LEGAL
26 1. PUBLIC ENTITIES AS LEGAL PERSONS 26 2. STATE IMMUNITY 27 (A)
SOCIETE EUROPEENNE D ETUDES ET D ENTREPRISES (S.E.E.E.) V. SOCIALIST
FEDERAL REPUBLIC OF YUGOSLAVIA 27 (B) UNION OF INDIA V. LIEF HOEGH & CO.
28 (C) IMMUNITY DEFENSE ADDRESSED BY THE GREEK COURTS 29 D. PERMANENT
ARBITRAL TRIBUNAL: ARTICLE 1(2) 29 III. RESERVATIONS UNDER ARTICLE 1(3)
32 A. THE FIRST RESERVATION: RECIPROCITY 32 B. THE SECOND RESERVATION:
COMMERCIAL RESERVATION 32 1. COURTS INTERPRETATION OF THE TERM
COMMERCIAL 33 IV. ONE COUNTRY, TWO LEGAL SYSTEMS : ENFORCEMENT OF
FOREIGN AWARDS IN MAINLAND CHINA AND HONG KONG 36 V. CONCLUSION 36
ARTICLE II 37 DOROTHEE SCHRAMM, ELLIOTT GEISINGER, PHILIPPE PINSOLLE I.
INTRODUCTION TO ARTICLE II 38 A. OVERVIEW OF ARTICLE II 38 B.
LEGISLATIVE HISTORY AND RECENT DEVELOPMENTS 39 C. SCOPE OF APPLICATION
OF ARTICLE II 41 1. AS REGARDS THE SEAT OF THE ARBITRATION 41 2.
POTENTIALLY RELEVANT FACT SITUATIONS 43 D. DOES THE NEW YORK CONVENTION
LEAVE ANY ROOM AT ALL FOR NATIONAL LEGISLATION? 44 E. RELATIONSHIP
BETWEEN ARTICLE II AND NATIONAL LAW 46 II. ARTICLE 11(1) 49 A. GENERAL
49 B. REQUIREMENTS OF A VALID ARBITRATION AGREEMENT 49 C. NECESSARY
CONTENT OF THE ARBITRATION AGREEMENT 50 TABLE OF CONTENTS XI D.
SUBSTANCE OF THE ARBITRATION AGREEMENT 51 1. LAW APPLICABLE TO THE
SUBSTANCE OF THE ARBITRATION AGREEMENT 54 2. INTERPRETATION AND VALIDITY
OF PATHOLOGICAL ARBITRATION CLAUSES 57 3. SUBSTANTIVE VALIDITY OF
ARBITRATION AGREEMENTS BY REFERENCE 62 4. EXTENSION OF THE ARBITRATION
AGREEMENT TO NON-SIGNATORIES 62 E. ARBITRABILITY OF THE SUBJECT-MATTER
69 III. ARTICLE 11(2) 73 A. GENERAL 73 B. INTERPRETATION OF ARTICLE
11(2) UNDER UNCITRAL S RECOMMENDATION AND ARTICLE 7 OF THE UNCITRAL
MODEL LAW 2006 75 C. ARBITRATION AGREEMENT SIGNED BY THE PARTIES 80 D.
ARBITRATION AGREEMENT BY EXCHANGE OF DOCUMENTS 80 1. THE OBJECT OF THE
EXCHANGE: EXCHANGE OF WRITINGS 81 2. MEANS OF EXCHANGE: USE OF MODERN
COMMUNICATION 83 E. ARBITRATION AGREEMENTS EVIDENCED BY A TEXT WITHOUT
SIGNATURE OR EXCHANGE OF DOCUMENTS 85 F. REQUIREMENTS AS TO FORM IN CASE
OF ARBITRATION AGREEMENT BY REFERENCE 87 G. EXTENSION OF THE ARBITRATION
AGREEMENT TO NON-SIGNATORIES 93 H. SCOPE OF THE IN WRITING REQUIREMENT
IN CASES OF AGENCY 94 IV. ARTICLE 11(3) 95 A. GENERAL 95 B. THE
COMPETENCE-COMPETENCE PRINCIPLE UNDER NATIONAL LAW 95 1.
COMPETENCE-COMPETENCE UNDER FRENCH LAW 96 2. COMPETENCE-COMPETENCE UNDER
SWISS LAW 97 3. COMPETENCE-COMPETENCE UNDER GERMAN LAW 99 C. REFERRAL TO
ARBITRATION UNDER ARTICLE 11(3) 100 1. SCOPE OF APPLICATION OF ARTICLE
11(3) 100 2. REQUIREMENTS OF ARTICLE 11(3) 102 3. AGREEMENTS THAT ARE
NULL AND VOID, INOPERATIVE OR INCAPABLE OF BEING PERFORMED 103 4.
SCOPE OF REVIEW BY THE NATIONAL COURTS 109 5. PROCEDURAL CONSEQUENCES OF
ARTICLE 11(3) 110 ARTICLE III 115 ANDREAS BORNER I. INTRODUCTION 116 II.
LEGISLATIVE HISTORY 118 XII TABLE OF CONTENTS III. CONTENT 120 A.
PROCEDURAL ISSUES THAT ARISE WITH RECOGNITION (OR PETITIONS FOR
EXEQUATUR OR FOR LEAVE FOR ENFORCEMENT) 121 1. TYPES OF PROCEEDINGS,
WHERE TO BRING THEM, AND OTHER RESTRICTIONS THAT MAY BE APPLIED TO
ENFORCEMENT PROCEEDINGS 121 (A) TYPE OF PROCEEDINGS 121 (B)
INTERNATIONAL COMPETENCE AND LINKS TO THE ENFORCING COUNTRY 123 (C)
IMMUNITY UNDER INTERNATIONAL LAW 126 (D) SECURITY FOR COURT FEES AND
COSTS AS A CONDITION TO COMMENCE RECOGNITION (SUCH AS EXEQUATUR)
PROCEEDINGS 127 (E) TIME LIMITS, LIMITATION PERIOD 127 (F) REMEDIES 128
2. CHANGES TO THE AWARD TO ENHANCE ITS ENFORCEABILITY 129 (A)
SPECIFICATION OF CURRENCY, TAX, OR INTEREST 129 (B) NON-MONETARY CLAIMS
130 (C) SUCCESSION AND ASSIGNMENT 130 3. CHANGES TO THE AWARD BECAUSE OF
SUBSEQUENT EVENTS, IN PARTICULAR SET-OFF 131 B. EXCLUSIVITY OF
RECOGNITION AND ENFORCEMENT PROCEEDINGS 133 1. JUDGMENTS CONCERNING
NEGATIVE DECLARATIONS 133 2. RECOGNITION OF A FOREIGN JUDGMENT
CONCERNING THE ARBITRAL AWARD 135 3. AWARD CREDITOR SEEKING A COURT
JUDGMENT BASED ON THE MERITS, RELYING ON THE ARBITRAL AWARD ONLY BY WAY
OF EVIDENCE 135 4. OTHER TYPES OF JUDGMENTS 136 C. PROCEDURAL ISSUES
PARTICULAR TO ENFORCEMENT PROCEEDINGS 136 1. PROVISIONAL ENFORCEMENT 136
2. IMMUNITY FOR CERTAIN ASSETS 137 3. ENFORCEMENT BY WAY OF ATTACHING A
CLAIM (GARNISHEE ORDERS) 138 D. ANTI-CHALLENGE INJUNCTIONS 138 IV.
PROPOSALS FOR THE FUTURE 140 ARTICLE IV 143 DIRK ONO I. PURPOSE AND
LEGISLATIVE HISTORY OF THE PROVISION 145 A. COMPARABLE PROVISION IN THE
OLD GENEVA CONVENTION 145 B. DELIBERATIONS OF THE NEW YORK CONFERENCE
146 C. FINAL PROVISION 148 II. SCOPE OF APPLICATION 149 TABLE OF
CONTENTS XIII A. GENERAL 149 B. DIFFERENCE BETWEEN RECOGNITION AND
ENFORCEMENT 149 III. FORMAL REQUIREMENTS 151 A. SUBMISSION OF THE AWARD
151 1. WRITTEN FORM 152 2. NAMES OF THE PARTIES 152 3. SIGNATURES OF
ARBITRATORS 153 4. OTHER REQUIREMENTS REGARDING THE AWARD 155 5. INTERIM
AND PARTIAL AWARDS, INTERIM MEASURES 155 6. OTHER TYPES OF ARBITRAL
DECISIONS 158 B. SUBMISSION OF ARBITRATION AGREEMENT 159 1. MATERIAL
VALIDITY OF THE ARBITRATION AGREEMENT 163 2. MATERIAL VALIDITY OF THE
AWARD 168 3. WHAT IF NO WRITTEN AGREEMENT CAN BE PROVIDED 168 (A)
EARLIER COURT DECISION REFERRED PARTIES TO ARBITRATION 168 (B)
ARBITRATION AGREED TO IN COURT PROCEEDINGS 170 (C) PARTICIPATION IN
ARBITRATION PROCEEDINGS WITHOUT OBJECTIONS 171 (D) OTHER CASES 174 4.
IMPACT OF THE UN CONVENTION ON THE USE OF ELECTRONIC COMMUNICATIONS IN
INTERNATIONAL CONTRACTS 174 C. AUTHENTICATION AND CERTIFICATION 177 1.
AUTHENTICATION 177 2. LAW GOVERNING AUTHENTICATION 178 3. CERTIFICATION
179 D. WHEN IS AUTHENTICATION 7 OR CERTIFICATION REQUIRED 179 E.
WHO CAN AUTHENTICATE/CERTIFY? 183 1. PUBLIC AUTHORITY 184 2. ARBITRATION
INSTITUTION OR OTHER PERSON 184 3. RIGHT OF PARTIES TO CONTRACTUALLY
MODIFY REQUIREMENTS? 186 F. EARLY PREPARATION FOR ENFORCEMENT OF AWARD
187 G. ARTICLE IV SUPERSEDES DOMESTIC LAW 187 1. NO OTHER REQUIREMENTS
FOR APPLICANT INTENDED BY CONVENTION 188 2. AWARD NEED NOT BE DECLARED
ENFORCEABLE IN COUNTRY OF ORIGIN 188 3. ADDITIONAL REQUIREMENTS IMPOSED
BY CERTAIN NATIONAL LAWS 189 (A) INDONESIA 190 (B) INDIA, BANGLADESH 190
(C) BULGARIA 191 (D) MALAYSIA 192 4. ENFORCEMENT AND MERGER OF AWARD
192 XIV TABLE OF CONTENTS IV. TRANSLATION OF AWARD AND/OR ARBITRATION
AGREEMENT 193 A. PURPOSE OF CLAUSE AND COMPARISON TO GENEVA CONVENTION
193 B. CERTIFIED TRANSLATION 194 1. DOES ARTICLE IV(2) GIVE THE
ENFORCING JUDGE DISCRETION TO WAIVE TRANSLATION? 194 2. TIME FOR
COMPLIANCE WITH FORMALITY 195 3. WHAT IS TO BE CERTIFIED? 195 4.
CERTIFIED TRANSLATION ACCORDING TO THE LEX FORIL 196 V. CHANGES OF
PARTIES AND ASSIGNMENT OF AWARD? 197 A. CHANGE OF PARTIES BEFORE
ARBITRATION AWARD IS RENDERED 197 1. ASSIGNMENT OF AN ARBITRATION
CONTRACT 197 2. ASSIGNMENT OF CLAIMS UNDER AN AWARD 198 B. IMPACT ON
ENFORCEMENT PROCEEDINGS 199 VI. SET-OFF/COUNTERCLAIM AS A DEFENSE? 200
A. COUNTERCLAIM FINALLY ADJUDICATED BY COURT 200 B. COUNTERCLAIM
ADJUDICATED BY ARBITRATION 201 C. COUNTERCLAIM UNADJUDICATED 201 VII.
OUTLOOK 202 ARTICLE V(L)(A) 205 PATRICIA NACIMIENTO I. GENERAL 206 A.
OVERVIEW ARTICLE V 206 B. COURT DISCRETION 207 C. EXHAUSTIVE LIST OF
GROUNDS 209 D. BURDEN OF PLEADING AND BURDEN OF PROOF 210 E. PRECLUSION
211 F. RES JUDICATA 215 G. WAIVER 216 II. ARTICLE V(L)(A) 216 A.
LEGISLATIVE HISTORY 216 B. INCAPACITY OF A PARTY 218 1. CONTENT 218 2.
SCOPE OF APPLICATION 218 3. APPLICABLE LAW 219 4. GOVERNMENT ENTITIES
AND STATE-OWNED COMPANIES 220 C. INVALIDITY OF ARBITRATION AGREEMENT 221
1. SCOPE OF APPLICATION 221 2. POWER OF FINAL DECISION OF STATE COURTS
222 3. APPLICABLE LAW 224 (A) THE PARTIES CHOICE OF LAW 224 (B)
APPLICABLE LAW IN THE ABSENCE OF A CHOICE OF LAW 225 (C) FORMAL VALIDITY
OF THE ARBITRATION AGREEMENT 226 (D) MATERIAL VALIDITY OF THE
ARBITRATION AGREEMENT 227 TABLE OF CONTENTS XV ARTICLE V(L)(B) 231
ANDRES JANA, ANGLE ARMER, JOHANNA KLEIN KRANENBERG I. INTRODUCTION 232
II. DUE PROCESS EXCEPTION AS RELATED TO PUBLIC POLICY EXCEPTION 234 A.
DUE PROCESS AND PUBLIC POLICY EXCEPTIONS OFTEN CONSIDERED JOINTLY
DESPITE DIFFERING BURDENS OF PROOF 234 B. INVOCATION OF EITHER THE DUE
PROCESS OR PUBLIC POLICY EXCEPTION DOES NOT PRECLUDE INVOCATION OF THE
OTHER 237 III. LAW APPLICABLE TO DUE PROCESS EXCEPTION: SEAT OF
ARBITRATION AND ENFORCING STATE BOTH CONSIDERED RELEVANT 237 IV. PROPER
NOTICE UNDER ARTICLE V(1)(B) 241 A. MEANING OF PROPER NOTICE 241 B.
PARTIES MAY BE NOTIFIED IN ACCORDANCE WITH CONTRACTUAL PROVISIONS IN
MOST CASES 242 C. TIME LIMITS FOR NOTICE 244 D. PARTY OBJECTING TO
ENFORCEMENT MUST PROVE LACK OF NOTICE 245 V. PARTY FACING ENFORCEMENT
MUST HAVE HAD AN OPPORTUNITY TO PRESENT A CASE 246 A. TO PRESENT A CASE,
PARTY MUST HAVE OPPORTUNITY TO REPLY TO ALLEGATIONS AND EVIDENCE OF
OTHER SIDE 246 B. AN ARBITRAL TRIBUNAL NEED NOT CONSIDER ALL EVIDENCE A
PARTY WISHES TO PRESENT 248 C. LANGUAGE OF THE PROCEEDINGS NEED NOT BE
THAT OF THE PARTIES 251 D. PARTY MUST HAVE BEEN PREJUDICED BY LACK OF
OPPORTUNITY TO PRESENT CASE 252 E. ACTIVE PARTICIPATION IN THE
ARBITRATION WAIVES DUE PROCESS OBJECTION 253 VI. DUE PROCESS EXCEPTION
DOES NOT OPERATE TO END PARTY AUTONOMY BY IMPOSING SPECIFIC PROCEDURAL
REQUIREMENTS 256 ARTICLE V(L)(C) 257 NICOLA CHRISTINE PORT, SCOTT ETHAN
BOWERS, BETHANY DAVIS NOLL I. INTRODUCTION 258 A. OVERVIEW 258 B.
GENERAL PRINCIPLES 259 C. APPLICATION OF V(L)(C) DEFENSE 259 D. NARROW
CONSTRUCTION AND PRESUMPTION THAT ARBITRATORS ACTED WITHIN SCOPE OF
AUTHORITY 260 XVI TABLE OF CONTENTS E. RELATION TO OTHER DEFENSES UNDER
LOCAL LAW 262 F. LEGISLATIVE HISTORY 264 II. THE ARBITRATION AGREEMENT
AND THE ARBITRATOR S MANDATE 265 III. SCOPE OF THE ARBITRATOR S
AUTHORITY 266 A. TIME CALCULATIONS 266 B. CONSOLIDATION OF ARBITRATIONS
267 C. DECISIONS MADE NUNC PRO TUNE 267 D. DECISIONS TO DISREGARD A
SUBSTANTIVE CONTRACTUAL PROVISION 268 E. ULTRA PETITA 268 F. DEATH OF
THE ARBITRATOR 271 G. EXTRANEOUS OR OUTSIDE EVIDENCE 271 IV. TRIBUNAL S
CHOICE OF SUBSTANTIVE LAW 272 A. PARTICULAR LEGAL THEORY CHOSEN BY THE
TRIBUNAL 272 B. PARTICULAR BODY OF SUBSTANTIVE LAW CHOSEN BY TRIBUNAL
272 V. KOMPETENZ-KOMPETENZ. 273 VI. ARBITRABILITY OF STATUTORY CLAIMS
275 VII. PARTIAL ENFORCEMENT 276 A. INFRA PETITA 111 VIII. PARTIES TO
THE CONTRACT 277 IX. APPLICABILITY OF AN ARBITRATION CLAUSE IN AN
EARLIER AGREEMENT TO DISPUTES CONCERNING A LATER AGREEMENT 279 ARTICLE
V(L)(D) 281 PATRICIA NACIMIENTO I. INTRODUCTION 282 II. APPLICABLE LAW
283 A. PARTY AUTONOMY 283 1. LIMITS OF PARTY AUTONOMY 284 2. DIRECT
RESTRICTIONS BY NATIONAL MANDATORY LAW? 285 3. FORM OF THE CHOICE-OF-LAW
PROVISION 287 B. LAW OF THE COUNTRY WHERE THE ARBITRATION TOOK PLACE 288
HI. COMPOSITION OF THE ARBITRAL AUTHORITY AND INCORRECT PROCEDURE 288 A.
COMPOSITION OF THE ARBITRAL AUTHORITY 288 1. IMPROPER COMPOSITION AS A
GROUND TO REFUSE RECOGNITION AND ENFORCEMENT 288 2. EXAMPLES OF
POTENTIALLY DEFECTIVE TRIBUNAL COMPOSITION 290 B. INCORRECT PROCEDURE
293 C. CAUSALITY/SUBSTANTIALITY 298 D. PRECLUSION 299 ARTICLE V(L)(E)
301 NADIA DANVAZEH I. INTRODUCTION 302 A. AN OVERVIEW OF ARTICLE V(L)(E)
303 TABLE OF CONTENTS XVII B. DRAFTING HISTORY CULMINATING IN THE
ADOPTION OF ARTICLE V( 1 )(E) 304 1. SHORTCOMINGS OF THE GENEVA
FRAMEWORK 305 2. THE NEW YORK CONVENTION SOUGHT TO ADDRESS THE GENEVA
FRAMEWORK SHORTCOMINGS 306 (A) LIMITATION OF AVAILABLE DEFENSES TO
ENFORCEMENT 306 (B) ELIMINATION OF THE DOUBLE EXEQUATUR REQUIREMENT
306 (C) THE ENFORCING COURTS HAVE DISCRETION TO REFUSE THE ENFORCEMENT
OF AWARDS 308 II. GROUNDS FOR REFUSING THE ENFORCEMENT OF AWARDS UNDER
ARTICLE V(L)(E) 311 A. THE AWARD IS NOT BINDING 311 1. SHOULD THE
CONCEPT OF BINDING BE GIVEN AN AUTONOMOUS MEANING? 312 2. SHOULD THE
CONCEPT OF BINDING BE DETERMINED ACCORDING TO THE LAW OF THE COUNTRY
OF ORIGIN? 313 3. THE MEANING OF BINDING DIFFERS FROM COUNTRY TO
COUNTRY 314 (A) AUSTRALIA 314 (B) BELGIUM 314 (C) PEOPLE S REPUBLIC OF
CHINA 315 (D) FRANCE 315 (E) GERMANY 316 (F) ITALY 316 (G) NETHERLANDS
317 (H) SWEDEN 317 (I) SWITZERLAND 318 (J) UNITED STATES 318 B. THE
AWARD HAS BEEN SET ASIDE 319 1. WHERE CAN AN AWARD BE SET ASIDE? 319 (A)
THE COUNTRY IN WHICH THE AWARD WAS MADE MEANS THE PLACE OF ARBITRATION
320 (B) UNDER THE LAW OF WHICH THE AWARD WAS MADE REFERS TO THE
APPLICABLE ARBITRATION LAW 321 2. THE EFFECT OF AN ANNULLED AWARD ON ITS
ENFORCEMENT VARIES FROM COUNTRY TO COUNTRY 324 (A) THE TERRITORIAL
APPROACH 326 (I) PEOPLE S REPUBLIC OF CHINA 329 (II) GERMANY 329 (III)
ITALY 330 (IV) NETHERLANDS 330 (V) SWEDEN 331 (VI) SWITZERLAND 331 TABLE
OF CONTENTS III. (B) THE DELOCALIZED APPROACH (I) FRANCE (II) UNITED
STATES (III) ENGLAND (IV) THE PARTIES AGREEMENT TO EXCLUDE SET-ASIDE
PROCEEDINGS C. THE AWARD HAS BEEN SUSPENDED CONCLUSION ARTICLE V(2) DIRK
I. II. III. OTTO, OMAIA ELWAN PURPOSE AND LEGISLATIVE HISTORY OF THE
PROVISION A. PROVISIONS OF THE DRAFT CONVENTION B. PROVISIONS OF THE
GENEVA CONVENTION C. GENERAL REMARKS SUBJECT MATTER NOT CAPABLE OF
SETTLEMENT BY ARBITRATION A. CHOICE OF LAW TO DETERMINE ARBITRABILITY B.
TYPICAL SITUATIONS WHERE ARBITRABILITY MAY BE QUESTIONED 1. DISPUTES
BETWEEN A COMPANY AND ITS SHAREHOLDERS 2. ADMINISTRATIVE CONTRACTS 3.
ACT OF STATE DOCTRINE 4. AGENCY AGREEMENTS 5. BANKRUPTCY 6. MANDATORY
LEGAL REQUIREMENTS (A) COMPETITION AND CARTEL ISSUES (1) THE US POSITION
AND THE LOOK BACK DOCTRINE (2) EUROPEAN UNION (3) AUSTRALIA AND NEW
ZEALAND (4) OTHER COUNTRIES (5) SECOND LOOK DOCTRINE (B) SECURITIES
TRANSACTIONS (C) CONSUMER CONTRACTS (D) TRADE SANCTIONS AND EMBARGOES
(E) TORT CLAIMS (F) SUPRA-NATIONAL LAWS 7. OTHER NON-ARBITRABLE
SITUATIONS VIOLATION OF PUBLIC POLICY A. CONCEPTS OF PUBLIC POLICY MAY
CHANGE B. PRECLUSION C. APPLICABLE LAW 331 334 337 340 341 342 343 345
346 347 347 348 348 349 349 349 350 353 354 355 355 356 356 357 357 358
358 359 360 361 362 362 363 365 367 368 369 TABLE OF CONTENTS XIX D.
EXAMPLES AND CASE LAW RELATING TO PUBLIC POLICY 369 1. IMPARTIALITY OF
THE ARBITRATOR AS A VIOLATION OF PUBLIC POLICY 369 2. ALLEGATIONS OF
BRIBERY OR ILLEGALITY AS A VIOLATION OF PUBLIC POLICY 372 3. FRAUD AS A
VIOLATION OF PUBLIC POLICY 374 4. AWARD WITHOUT REASONS AS A VIOLATION
OF PUBLIC POLICY 375 5. VIOLATION OF TIME LIMITS AS A VIOLATION OF
PUBLIC POLICY 377 6. VIOLATION OF LAWS AS A VIOLATION OF PUBLIC POLICY
378 (A) BANKRUPTCY LAWS 378 (B) COMPETITION LAWS 382 (C) CONSUMER
PROTECTION LAWS 384 (D) EXCHANGE CONTROL RESTRICTIONS 384 (E)
EXPORT/IMPORT RESTRICTIONS AND OTHER GOVERNMENT RESTRICTIONS 386 7. LACK
OF DUE PROCESS AS A VIOLATION OF PUBLIC POLICY 387 (A) RIGHT TO BE HEARD
387 (B) VIOLATION OF PROCEDURAL LAWS 389 (C) ISLAMIC LEGAL PRINCIPLES
390 (D) OPPORTUNITY TO PRESENT EVIDENCE 390 8. OTHER EXAMPLES (A TO Z)
391 (A) VIOLATION OF PUBLIC POLICY AFFIRMED 391 (B) NO VIOLATION OF
PUBLIC POLICY 394 E. WAIVER AND ESTOPPEL 406 F. IMPACT OF ARBITRATION
AWARD OR JUDGMENT OF A COURT AT PLACE OF ARBITRATION ON DEFENSES UNDER
ARTICLE V 410 IV. REMEDY: REFUSAL OF ENFORCEMENT 410 V. IS PARTIAL
RECOGNITION AND ENFORCEMENT POSSIBLE? 413 ARTICLE VI 415 NICOLA
CHRISTINE PORT, JESSICA R, SIMONOFF, SCOTT ETHAN BOWERS I. INTRODUCTION
416 II. LEGISLATIVE HISTORY 417 III. APPLICATION OF ARTICLE VI:
ADJOURNMENT APPLICATIONS 419 A. OVERVIEW 419 B. SINGLE FACTOR APPROACH:
USING PROBABILITY OF SUCCESS AS A THRESHOLD FOR GRANTING ADJOURNMENT
APPLICATIONS 421 1. AUSTRALIA 422 2. BELGIUM 423 3. HONG KONG 423 XX
TABLE OF CONTENTS IV. C. MULTI-FACTOR APPROACH TO ADJOURNMENT
APPLICATIONS 1 . CANADA 2. CAYMAN ISLANDS 3. ENGLAND 4. GERMANY 5.
NETHERLANDS 6. SWEDEN 7. UNITED STATES OF AMERICA D. REFUSAL TO GRANT
ADJOURNMENT APPLICATIONS 1 . FRANCE APPLICATION OF ARTICLE VI: SECURITY
A. OVERVIEW B. CASE LAW 1 . UNITED STATES OF AMERICA (A) FORM OF
SECURITY (B) AMOUNT OF SECURITY (C) WAIVER OF SOVEREIGN IMMUNITY 2.
CANADA 3. ENGLAND 4. HONG KONG 5. AUSTRALIA 6. CAYMAN ISLANDS ARTICLE
VII DIRK I. II. III. OTTO PURPOSE AND HISTORY A. CORRESPONDING PROVISION
OF GENEVA CONVENTION B. MODIFICATION TO THE ORIGINAL PROPOSAL
SIGNIFICANCE AND MEANING OF SUBSECTION 1 A. OTHER TREATIES 1 . IMPORTANT
ARBITRATION CONVENTIONS 2. THE CONVENTION S RELATIONSHIP TO OTHER
TREATIES B. MORE FAVORABLE LAWS 1. USE OF MORE FAVORABLE LAWS 2.
CRITICAL ANALYSIS 3. MORE FAVORABLE RIGHTS PROVISION MAY ONLY BE USED
TO EASE ENFORCEMENT REPLACEMENT OF THE GENEVA CONVENTION AND PROTOCOL A.
HISTORY OF SUBSECTION 2 B. CURRENT STATUS OF THE GENEVA CONVENTION 1 .
CONVENTION ON THE EXECUTION OF FOREIGN ARBITRAL AWARDS 2. PROTOCOL ON
ARBITRATION CLAUSES 424 425 427 427 429 429 430 430 433 433 434 434 436
436 437 437 437 438 439 440 441 441 443 444 444 445 446 446 446 446 448
448 450 452 452 453 454 454 460 TABLE OF CONTENTS XXI C. CURRENT STATUS
468 1. MYANMAR 469 2. BRITISH DEPENDENCIES AND OVERSEAS TERRITORIES 469
3. FORMER BRITISH DEPENDENCIES 470 4. NEW ZEALAND TERRITORIES AND FORMER
TERRITORIES 472 ARTICLE VIII 475 DIRK OTTO I. PURPOSE AND HISTORY 475 A.
SUBSECTION 1: WHO MAY JOIN 476 B. TECHNIQUE OF RATIFICATION 477 II.
PRACTICAL SIGNIFICANCE 478 ARTICLE IX 479 XIMENA FUENTES I. PURPOSE AND
HISTORY 479 II. CURRENT STATE PARTIES TO THE CONVENTION 480 III.
ALTERNATIVES TO ACCESSION FOR SPECIAL ADMINISTRATIVE REGIONS WITHIN THE
TERRITORY OF A CONTRACTING STATE 482 ARTICLE X 483 XIMENA FUENTES I.
INTRODUCTION 484 II. HISTORICAL DEVELOPMENT OF ARTICLE X 484 III.
DECLARATIONS CONCERNING TERRITORIAL SCOPE OF APPLICATION ACCORDING TO
THE UN TREATY SERIES 487 IV. ACTION TAKEN BY FORMER DEPENDENT
TERRITORIES WITH REGARD TO THE NY CONVENTION 490 ARTICLE XI 493 DIRK
OTTO I. HISTORY 494 II. IMPACT OF ARTICLE XI 495 ARTICLE XII 497 DIRK
OTTO I. PURPOSE AND HISTORY 498 II. DEPOSIT OF INSTRUMENTS OF
RATIFICATION/ACCESSION 498 A. DOMESTIC APPLICATION OF THE CONVENTION 498
B. EVIDENCE REQUIREMENTS 499 XXII TABLE OF CONTENTS III. RETROACTIVE
EFFECT OF CONVENTION 501 A. AWARD MADE IN A COUNTRY BEFORE CONVENTION
ENTERED INTO FORCE FOR THAT COUNTRY 502 B. AWARD MADE BEFORE THE
ENFORCING STATE BECAME PARTY TO THE CONVENTION 504 C. ARBITRATION
AGREEMENTS SIGNED BEFORE CONVENTION S ENTRY INTO FORCE 505 D. STATUS OF
THE CONVENTION 507 ARTICLE XIH 531 NICOLA CHRISTINE PORT, DAVID FUHR,
JESSICA R. SIMONOFF I. INTRODUCTION 532 II. PURPOSE OF ARTICLE XIII 532
III. DENUNCIATION OF TREATIES GENERALLY 533 IV. WHY HAVE STATES
REFRAINED FROM DENOUNCING THE CONVENTION? 534 A. PUBLIC POLICY EXCEPTION
TO AWARD ENFORCEMENT 535 B. RESERVATIONS TO CONVENTION PROVISIONS 535 C.
NO SANCTIONS FOR REFUSAL TO ENFORCE AWARDS 538 ARTICLE XIV 541 PATRICIA
NACIMIENTO I. INTRODUCTION 541 A. OVERVIEW: RECIPROCITY CLAUSES IN
INTERNATIONAL CONTEXT 541 B. LEGISLATIVE HISTORY 542 II. CONTENT 544 A.
SIGNIFICANCE OF ARTICLE XIV 544 B. RELATIONSHIP BETWEEN ARTICLE XIV AND
ARTICLE 1(3) 545 ARTICLE XV 551 PATRICIA NACIMIENTO I.
GENERAL/INTRODUCTION 552 II. CONTENT OF ARTICLE XV 552 III. LIST OF
DECLARATIONS OF SUBSCRIBING STATES 553 ARTICLE XVI 555 DOROTHEE SCHRAMM,
ELLIOTT GEISINGER, PHILIPPE PINSOLLE I. OVERVIEW OF ARTICLE XVI 555 II.
AUTHENTIC LANGUAGES AND INTERPRETATION OF THE NEW YORK CONVENTION 556
TABLE OF CONTENTS XXIII APPENDIX 1 CONVENTION ON THE RECOGNITION AND
ENFORCEMENT OF FOREIGN ARBITRAL AWARDS (NEW YORK CONVENTION, 1958) 559
APPENDIX 2 RECOMMENDATION REGARDING THE INTERPRETATION OF ARTICLE II,
PARAGRAPH 2, AND ARTICLE VII, PARAGRAPH 1, OF THE CONVENTION ON THE
RECOGNITION AND ENFORCEMENT OF FOREIGN ARBITRAL AWARDS, 565 APPENDIX 3
CONVENTION ON THE EXECUTION OF FOREIGN ARBITRAL AWARDS (GENEVA
CONVENTION, 1927) 569 APPENDIX 4 PROTOCOL ON ARBITRATION CLAUSES (GENEVA
PROTOCOL, 1923) 573 REFERENCES 577 INDEX 603
|
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| id | DE-604.BV036638609 |
| illustrated | Not Illustrated |
| indexdate | 2024-12-20T14:38:48Z |
| institution | BVB |
| isbn | 9789041123565 9041123563 |
| language | English |
| lccn | 2010487306 |
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| physical | XLVII, 617 Seiten |
| publishDate | 2010 |
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| publisher | Wolters Kluwer Law & Business |
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| spellingShingle | Recognition and enforcement of foreign arbitral awards a global commentary on the New York Convention Convention on the Recognition and Enforcement of Foreign Arbitral Awards (1958) New Yorker Übereinkommen 1958 Juni 10 (DE-588)4296477-5 gnd Arbitration and award, International Arbitration agreements, Commercial |
| subject_GND | (DE-588)4296477-5 |
| title | Recognition and enforcement of foreign arbitral awards a global commentary on the New York Convention |
| title_auth | Recognition and enforcement of foreign arbitral awards a global commentary on the New York Convention |
| title_exact_search | Recognition and enforcement of foreign arbitral awards a global commentary on the New York Convention |
| title_full | Recognition and enforcement of foreign arbitral awards a global commentary on the New York Convention Herbert Kronke, Patricia Nacimiento, Dirk Otto, Nicola Christine Port |
| title_fullStr | Recognition and enforcement of foreign arbitral awards a global commentary on the New York Convention Herbert Kronke, Patricia Nacimiento, Dirk Otto, Nicola Christine Port |
| title_full_unstemmed | Recognition and enforcement of foreign arbitral awards a global commentary on the New York Convention Herbert Kronke, Patricia Nacimiento, Dirk Otto, Nicola Christine Port |
| title_short | Recognition and enforcement of foreign arbitral awards |
| title_sort | recognition and enforcement of foreign arbitral awards a global commentary on the new york convention |
| title_sub | a global commentary on the New York Convention |
| topic | Convention on the Recognition and Enforcement of Foreign Arbitral Awards (1958) New Yorker Übereinkommen 1958 Juni 10 (DE-588)4296477-5 gnd Arbitration and award, International Arbitration agreements, Commercial |
| topic_facet | Convention on the Recognition and Enforcement of Foreign Arbitral Awards (1958) New Yorker Übereinkommen 1958 Juni 10 Arbitration and award, International Arbitration agreements, Commercial |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=020558284&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
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