The law applicable to indirectly held securities: the plumbing of international securities transactions
Gespeichert in:
| Beteilige Person: | |
|---|---|
| Format: | Buch |
| Sprache: | Englisch |
| Veröffentlicht: |
<<The>> Hague [u.a.]
Sdu [u.a.]
2006
|
| Schriftenreihe: | Allen & Overy onderzoeksreeks
|
| Links: | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=016270162&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| Umfang: | 119 S. |
| ISBN: | 901210985X |
Internformat
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Datensatz im Suchindex
| _version_ | 1819381347838328832 |
|---|---|
| adam_text | TABLE OF CONTENTS
CHAPTER 1 INTRODUCTION
1.1
1.1.1
1.1.2
1.1.3
1.2
1.2.1
1.2.2
1.3
1.3.1
1.3.2
1.4
1.4.1
1.4.2
1.4.3
INTRODUCTION
SUBJECT
METHOD
OUTLINE
IMMOBILISATION AND DEMATERIALISATION
HISTORIC BACKGROUND
FUNGIBLE CUSTODY
PRACTICE AND RISKS OF THE POST-TRADE PROCESS
(CROSS-BORDER) SETTLEMENT: SOME FACT PATTERNS
DISCERNED RISKS
PRIVATE INTERNATIONAL LAW
INTRODUCTION
LEX SITUS, LEX SOCIETATIS AND THEIR PROBLEMS
PRIMA
13
13
14
15
16
16
18
20
20
23
24
24
25
27
CHAPTER 2 SECURITIES AND THE CONFLICT OF LAWS
SELECTED JURISDICTIONS AND HARMONISATION
INSTRUMENTS
2.1
2.1.1
2.1.2
2.1.3
2.1.3
2.1.3
2.1.3
2.1.3
2.1.4
2.2
2.2.1
2.2.1.
2.2.1.
2.2.2
2.2.2.
2.2.2.
2.2.2.
2.2.3
2.2.4
.1
.2
.3
.4
.1
.2
1
2
3
EUROPEAN UNION
INTRODUCTION
ICSDS IN EUROPE
EUROPEAN LEGISLATION
SETTLEMENT FINALITY DIRECTIVE
INSOLVENCY REGULATION
WINDING-UP DIRECTIVE
COLLATERAL DIRECTIVE
CONCLUSION
ENGLAND
INTRODUCTION
SEDES MATERIAE
SECURITIES: MAIN DISTINCTIONS
INVESTORS INTERESTS
TRUST AND EQUITABLE TENANCY
MACMILLAN V BISHOPSGATE
PRESENT LAW
TRANSFER OF TITLE
SECURITY INTERESTS
29
29
29
30
30
34
36
36
38
39
39
39
39
40
40
40
42
45
46
2.2.5 CONCLUSION 46
2.3 FRANCE 47
2.3.1 INTRODUCTION 47
2.3.1.1 SEDES MATERIAE 47
2.3.1.2 DEMATERIALISATION 47
2.3.1.3 SECURITIES: MAIN DISTINCTIONS 48
2.3.2 INVESTORS INTERESTS 49
2.3.2.1 CUSTODY IN FRANCE 49
2.3.2.2 INVESTORS INTERESTS: SUBSTANTIVE LAW 50
2.3.2.3 INVESTORS INTERESTS: CONFLICT OF LAWS 51
2.3.3 TRANSFER OF TITLE 52
2.3.3.1 TRANSFER BY BOOK-ENTRY: SUBSTANTIVE LAW 52
2.3.3.2 TRANSFER OF TITLE: CONFLICT OF LAWS 54
2.3.4 SECURITY INTERESTS 55
2.3.5 CONCLUSION 56
2.4 THE NETHERLANDS 57
2.4.1 INTRODUCTION 57
2.4.1.1 SEDES MATERIAE 57
2A.I.2 SECURITIES: MAIN DISTINCTIONS 57
2.4.2 INVESTORS INTERESTS 58
2.4.2.1 CUSTODY IN THE NETHERLANDS 58
2.4.2.2 INVESTOR S INTERESTS UNDER THE WGE 60
2.4.2.3 INVESTORS INTERESTS: CONFLICT OF LAWS 61
2.4.2.4 PRELIMINARY DRAFT ARTICLE 14 63
2.4.3 TRANSFER OF TITLE 65
2.4.3.1 TRANSFER BY BOOK-ENTRY: SUBSTANTIVE LAW 65
2.4.3.2 TRANSFER OF TITLE: CONFLICT OF LAWS 66
2.4.4 SECURITY INTERESTS 67
2.4.4.1 SECURITY INTERESTS: SUBSTANTIVE LAW 67
2.4.4.2 SECURITY INTERESTS: CONFLICT OF LAWS 68
2.4.5 CONCLUSION 69
2.5 UNITED STATES OF AMERICA 70
2.5.1 INTRODUCTION 70
2.5.1.1 SEDES MATERIAE 70
2.5.1.2 SECURITIES: MAIN DISTINCTIONS 71
2.5.2 INVESTORS INTERESTS 72
2.5.2.1 UCC ARTICLE 8: SUBSTANTIVE LAW 72
2.5.2.2 ARTICLE 8: CONFLICT OF LAWS 73
2.5.3 TRANSFER OF TITLE 76
2.5.4 SECURITY INTERESTS 76
2.5.5 CONCLUSION 79
2.6 THE HAGUE SECURITIES CONVENTION 80
2.6.1 INTRODUCTION 80
2.6.2 SCOPE 80
2.6.3 CONFLICTS RULES 81
2.6.4 TRANSFER OF TITLE AND SECURITY INTERESTS 84
2.6.5 CONCLUSION 85
CHAPTER 3 EVALUATION
3.1
3.2
3.2.1
3.2.1.1
3.2.1.2
3.2.2
3.2.3
3.2.4
3.2.4.1
3.2.4.2
3.3
3.3.1
3.3.2
3.3.3
3.4
INTRODUCTION
CONFLICT OF LAWS RULES * COMPARISON
LEX SITUS
SITUS - TRADITIONAL
SITUS * MODERN
PRIMA
PARTY AUTONOMY
OTHER SOLUTIONS
LEX CONTRACTUS
LEX CREATIONIS
HARMONISATION MEASURES
EU DIRECTIVES
UCC
HAGUE SECURITIES CONVENTION
RECOMMENDATION
BIBLIOGRAPHY C.A.
87
89
89
89
89
91
93
93
93
94
95
95
95
96
99
LIST OF ABBREVIATIONS 101
TABLE OF CASES 103
TABLE OF LEGISLATION 105
LITERATURE 111
REPORTS AND RECOMMENDATIONS 118
|
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| id | DE-604.BV023066974 |
| illustrated | Not Illustrated |
| indexdate | 2024-12-20T13:07:52Z |
| institution | BVB |
| isbn | 901210985X |
| language | English |
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| physical | 119 S. |
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| spellingShingle | Haentjens, Matthias The law applicable to indirectly held securities the plumbing of international securities transactions |
| title | The law applicable to indirectly held securities the plumbing of international securities transactions |
| title_auth | The law applicable to indirectly held securities the plumbing of international securities transactions |
| title_exact_search | The law applicable to indirectly held securities the plumbing of international securities transactions |
| title_full | The law applicable to indirectly held securities the plumbing of international securities transactions Matthias Haentjens |
| title_fullStr | The law applicable to indirectly held securities the plumbing of international securities transactions Matthias Haentjens |
| title_full_unstemmed | The law applicable to indirectly held securities the plumbing of international securities transactions Matthias Haentjens |
| title_short | The law applicable to indirectly held securities |
| title_sort | the law applicable to indirectly held securities the plumbing of international securities transactions |
| title_sub | the plumbing of international securities transactions |
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