After the trade is made: processing securities transactions
Gespeichert in:
| Beteilige Person: | |
|---|---|
| Format: | Buch |
| Sprache: | Englisch |
| Veröffentlicht: |
New York
New York Inst. of Finance
1993
|
| Ausgabe: | 2. ed. |
| Schlagwörter: | |
| Links: | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=013200223&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| Umfang: | XII, 500 S. Ill. |
| ISBN: | 0131776010 |
Internformat
MARC
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Datensatz im Suchindex
| _version_ | 1819384483815620608 |
|---|---|
| adam_text | Contents
Preface, xi
part I
THE MULTIFACETED SECURITIES INDUSTRY, 1
1
Undenvritings: The Birth of a Security, 3
2
Other Types of Undenvritings, 16
3
The Over the Counter (OTC) Market, 25
4
The Exchanges, 35
vi Preface
PART II
OPERATIONS: AN OVERVIEW, 49
5
Operations: A Comparison, 51
6
Order Room, 55
7
Purchase and Sales (P S), 64
8
Margin, 73
9
Cashiering, 89
10
Stock Record, 96
11
Accounting: The Daily Cash Record, 101
12
Dividend, 109
13
Proxy, 117
14
New Accounts, 120
15
Compliance, 128
Contents vii
16
Electronic Data Processing (EDP), 133
17
The Role of Banks, 145
part III
TYPES OF SECURITIES, 153
18
Corporate Securities, 155
19
Common Stock, 157
20
Preferred Stocks, 163
21
Corporate Bonds and Notes, 172
22
Rights and Warrants, 186
23
Municipal Bonds and Notes, 194
24
U.S. Treasury Bills, Notes, and Bonds, 208
25
Asset Backed Securities, 213
26
Commercial Paper, 222
viii Preface
27
Banker s Acceptances (BAs), 226
28
Certificates of Deposit (CDs), 228
29
Mutual Funds, 230
30
Options, 235
31
Futures, 241
32
Swaps, 245
33
Currency, 251
part IV
OPERATIONS PROCEDURES, 257
34
Order Room, 259
35
OTC and Exchange Facilities, 274
36
Purchase and Sales, 288
37
Margin, 330
Contents ix
38
Cashiering, 355
39
Accounting, 377
40
Stock Record, 388
41
Dividend, 397
42
Proxy, 403
43
New Accounts (Name and Address), 406
partV
THE BANK BROKERAGE FIRM RELATIONSHIP, 421
44
The Commercial Bank as a Source of Financing, 423
45
The Commerical Bank as Underwriter, 429
46
The Commercial Bank as Issuer of
Commercial Loans and Paper, 431
47
The Commercial Bank s Role in International Trade, 436
48
The Commercial Bank and Cashiering Services, 438
z Preface
49
The Commercial Bank as Dividend Disbursing Agent
(DDA), 443
50
The Commercial Bank as Customer of the Brokerage Firm, 448
PART VI
Foreign Markets, 451
51
International Settlement, 453
Glossary, 464
Index, 490
|
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| id | DE-604.BV019875996 |
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| indexdate | 2024-12-20T12:07:46Z |
| institution | BVB |
| isbn | 0131776010 |
| language | English |
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| physical | XII, 500 S. Ill. |
| publishDate | 1993 |
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| subject_GND | (DE-588)4189707-9 (DE-588)4113376-6 (DE-588)4078704-7 |
| title | After the trade is made processing securities transactions |
| title_auth | After the trade is made processing securities transactions |
| title_exact_search | After the trade is made processing securities transactions |
| title_full | After the trade is made processing securities transactions |
| title_fullStr | After the trade is made processing securities transactions |
| title_full_unstemmed | After the trade is made processing securities transactions |
| title_short | After the trade is made |
| title_sort | after the trade is made processing securities transactions |
| title_sub | processing securities transactions |
| topic | Effectenhandel gtt Goederenruil gtt Commodity exchanges United States Securities United States Stock exchanges United States Wertpapierhandel (DE-588)4189707-9 gnd Effektengeschäft (DE-588)4113376-6 gnd |
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