Sanctions in EU competition law: principles and practice
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| Main Author: | |
|---|---|
| Format: | Thesis/Dissertation Book |
| Language: | English |
| Published: |
Oxford [u.a.]
Hart
2014
|
| Edition: | 1. publ. |
| Series: | Hart studies in competition law
6 |
| Subjects: | |
| Links: | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=026255494&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=026255494&sequence=000004&line_number=0002&func_code=DB_RECORDS&service_type=MEDIA |
| Item Description: | Hier auch später erschienene, unveränderte Nachdrucke Paperback erschienen 2016 |
| Physical Description: | XXVIII, 284 S. |
| ISBN: | 9781849465182 1849465185 9781509907038 |
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| adam_text | Titel: Sanctions in EU competition law
Autor: Frese, Michael
Jahr: 2014
TABLE OF CONTENTS
Abbreviations xi
Table ofCases xiii
Table of Legislation xxiii
1 General Introduction 1
2 The Decentralisation of EU Competition Law 6
2.1 Introduction 6
2.2 Shared Administration 6
2.3 Sanctioning Autonomy 11
2.4 Cooperation and Coordination 15
2.4.1 Cooperation in Individual Cases: Case Allocation,
Investigative Assistance and Consultation 15
2.4.2 Coordination ofEnforcement Policy 18
2.5 Conclusion 20
3 The Economicsof Decentralisation 22
3.1 Introduction 22
3.2 Economic Considerations in the Allocation of Competences 23
3.3 Transaction Costs and Diseconomies of Scale 25
3.4 Information Advantages 28
3.5 Accommodating Domestic Preferences 29
3.6 Regulatory Competition 31
3.6.1 The Theoryof Regulatory Competition 31
3.6.2 Competition in the EnfbrcementofEU Competition Law 32
3.6.3 A Race to the Top? 37
3.7 Regulatory Innovation 39
3.8 Conclusion 42
4 Uncovering EU Sanctioning Principles 45
4.1 Introduction 45
4.2 EU Principles in the National Legal Order 46
4.3 Sanctioning Principles in Articles 101 and 102 TFEU 50
4.3.1 Introduction 50
4.3.2 Liability and the Concept of Undertaking 52
4.3.3 Liability and the Concept of Agreement 56
4.3.4 Liability and the Concept of Restriction of Competition 58
viii Table of Contents
4.4 Sanctioning Principles in the Free Movement Rights 59
4.5 Sanctioning Principles in the Fundamental Rights 64
4.5.1 Introduction 64
4.5.2 TheRighttoProperty 69
4.5.3 The Right to Economic Engagement 71
4.5.4 The Principle of Legal Certainty 72
4.5.5 The Right to a Reasoned Decision 76
4.5.6 The Principle of Good Administration 78
4.5.7 The Protection Against Undue Delays 80
4.5.8 The Principle of Retroactivity in Mitius 81
4.5.9 The Principle of Ne Bis in Idem 82
4.5.10 The Principle of Nulla Poena Sine Culpa 87
4.5.11 The Principle ofEqualTreatment 89
4.6 Sanctioning Principles in the Duty of Sincere Cooperation 93
4.6.1 Introduction 93
4.6.2 The Principle ofEquivalence 98
4.6.3 The Principle ofEffectiveness 99
4.6.4 The Principle ofDissuasiveness 105
4.6.5 The Principle ofProportionality 107
4.7 Conclusion 113
4.7.1 EU Principles in the National Legal Order 113
4.7.2 Centralisation Effects of Articles 101 and 102 TFEU:
Liability Principles 114
4.7.3 Centralisation Effects of the Free Movement Rights 115
4.7.4 Centralisation Effects of the Fundamental Rights 115
4.7.5 Centralisation Effects of the Duty of Sincere Cooperation 117
4.7.6 The Areas and the Degree of Centralisation 118
5 The Development ofDomestic Sanctioning Powers 121
5.1 Introduction 121
5.2 Institutional Enforcement Frameworks 123
5.2.1 Enforcement Institutions at the EU Level 123
5.2.2 Enforcement Institutions in Germany 125
5.2.3 Enforcement Institutions in the Netherlands 131
5.2.4 Enforcement Institutions in the UK 133
5.2.5 The Degree and Drivers of Convergence 141
5.3 Interim Measures 142
5.3.1 The Powers of the Commission 143
5.3.2 The Powers of the German Authorities 144
5.3.3 The Powers of the Dutch Authority 145
5.3.4 The Powers of the UK Authorities 147
5.3.5 The Degree and Drivers of Convergence 149
Table of Contents ix
5.4 Early Resolution Measures 149
5.4.1 The Powers of the Commission 150
5.4.2 The Powers of the German Authorities 153
5.4.3 The Powers of the Dutch Authority 155
5.4.4 The Powers of the UK Authorities 158
5.4.5 The Degree and Drivers of Convergence 160
5.5 Declaratory Findings 162
5.5.1 The Powers of the Commission 163
5.5.2 The Powers of the German Authorities 165
5.5.3 The Powers ofthe Dutch Authority 166
5.5.4 The Powers ofthe UK Authorities 167
5.5.5 The Degree and Drivers of Convergence 169
5.6 Reparatory Sanctions 169
5.6.1 The Powers ofthe Commission 170
5.6.2 The Powers of the German Authorities 174
5.6.3 The Powers ofthe Dutch Authority 176
5.6.4 The Powers of the UK Authorities 179
5.6.5 The Degree and Drivers of Convergence 182
5.7 Pecuniary Sanctions 184
5.7.1 The Powers ofthe Commission 184
5.7.2 The Powers ofthe German Authorities 191
5.7.3 The Powers of the Dutch Authority 202
5.7.4 The Powers of the UK Authorities 208
5.7.5 The Degree and Drivers of Convergence 216
5.8 Custodial Sanctions 219
5.8.1 The Powers ofthe Commission 220
5.8.2 The Powers ofthe German Institutions 220
5.8.3 The Powers ofthe Dutch Institutions 222
5.8.4 The Powers ofthe UK Institutions 224
5.8.5 The Degree and Drivers of Convergence 228
5.9 Disqualification Orders 230
5.9.1 The Powers ofthe Commission 230
5.9.2 The Power ofthe German Institutions 231
5.9.3 The Powers ofthe Dutch Institutions 233
5.9.4 The Powers of the UK Institutions 234
5.9.5 The Degree and Drivers of Convergence 236
5.10 Conclusion 237
5.10.1 Institutional Enforcement Frameworks 237
5.10.2 Interim Measures 238
5.10.3 Early Resolution Measures 238
5.10.4 Declaratory Findings 239
5.10.5 Reparatory Sanctions 239
x Table of Contents
5.10.6 Pecuniary Sanctions 239
5.10.7 Custodial Sanctions 240
5.10.8 Disqualification Orders 241
5.10.9 The Degree and Drivers of Convergence 241
6 Economies and Diseconomies in the Division of Sanctioning
Competences 243
6.1 Introduction 243
6.2 Cost-Reducing Sanctioning Principles and Convergence Tendencies 244
6.3 Domestic Preferences and the Efficient Use of Enforcement
Expenditures 246
6.4 Innovation through Decentralisation 249
7 General Conclusions 257
7.1 Sanctioning Principles, Convergence Tendencies and Enforcement
Costs 257
7.2 Reflections and Recommendations 259
7.2.1 Prevailing Legal Issues 259
7.2.2 The Centralisation Effect of EU Law and Practice 260
7.2.3 Implementing Economic Considerations 260
7.2.4 Possibilities for Regulatory Innovation 263
7.2.5 Economising Enforcement 264
Bibliography 267
Index 279
In the early decades of European integration,the enforcement of EU
competition law was highly centralised. Virtually all enforcement actions
under Articles 101 and 102 TFEU were initiated by the European Commission.
More recently the enforcement of EU competition law has become less
centralised - many would say even decentralised. In 2004, essentially in
an effort to increase enforcement capacity in the wake of EU enlargement,
the involvement of Member State competition authorities was significantly
reinforced by national authorities being given power to pursue infringements
of EU competition law largely on the basis
of their domestic enforcement regimes.
This combination of decentralisation and enforcement autonomy raises
questions about the relationship between EU law and national law, as well
as about the costs of enforcement. This new book links these questions by
analysing how competences in the area of sanctions are distributed between
EU and national law, and how this influences the costs of enforcement. The
authors conclusions, which highlight the economic implications of the choices
made by competition authorities, courts and legislators, will be of use to all
the above in further developing EU competition policy.
The PhD thesis on which this book is based was declared runner-up in the
2013 Concurrences Awards.
|
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| spellingShingle | Frese, Michael J. Sanctions in EU competition law principles and practice Hart studies in competition law |
| subject_GND | (DE-588)4113937-9 |
| title | Sanctions in EU competition law principles and practice |
| title_auth | Sanctions in EU competition law principles and practice |
| title_exact_search | Sanctions in EU competition law principles and practice |
| title_full | Sanctions in EU competition law principles and practice Michael J. Frese |
| title_fullStr | Sanctions in EU competition law principles and practice Michael J. Frese |
| title_full_unstemmed | Sanctions in EU competition law principles and practice Michael J. Frese |
| title_short | Sanctions in EU competition law |
| title_sort | sanctions in eu competition law principles and practice |
| title_sub | principles and practice |
| topic_facet | Hochschulschrift |
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