Risk and regulation in global securities markets:
Saved in:
| Main Author: | |
|---|---|
| Format: | Book |
| Language: | English |
| Published: |
Chichester [u.a.]
Wiley
1996
|
| Subjects: | |
| Links: | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=007306720&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| Physical Description: | X, 342 S. graph. Darst. |
| ISBN: | 047195781X |
Staff View
MARC
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| 650 | 4 | |a Financial institutions |x Law and legislation | |
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Record in the Search Index
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| adam_text | Contents Acknowledgments vii
Preface ix
1 Financial Regulation in the New Global Markets 1
2 The Regulation of Investment Firms in the European
Union 21
3 The Capital Adequacy Regulation of US Broker Dealers 60
4 Japan s New Financial Regulatory Regime 104
5 Global Regulatory Initiatives 135
6 Derivatives: The New Regulatory Challenge 152
7 Summary and Conclusions 183
Appendix 1 The Barings Disaster: A Warning to Regulators 189
Appendix 2 Implementing the CAD 205
Appendix 3 Comparison of Position Risk Requirements 217
vi Contents
Appendix 4 Supervising Financial Conglomerates 220
Appendix 5 EC Council Directive (93/6/EEC) of 15 March
1993 228
Appendix 6 Amendment to the Capital Accord to
Incorporate Market Risks 279
Index 337
|
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| id | DE-604.BV010923402 |
| illustrated | Illustrated |
| indexdate | 2024-12-20T10:03:14Z |
| institution | BVB |
| isbn | 047195781X |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-007306720 |
| oclc_num | 33970740 |
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| owner | DE-739 DE-12 DE-526 |
| owner_facet | DE-739 DE-12 DE-526 |
| physical | X, 342 S. graph. Darst. |
| publishDate | 1996 |
| publishDateSearch | 1996 |
| publishDateSort | 1996 |
| publisher | Wiley |
| record_format | marc |
| spellingShingle | Dale, Richard Risk and regulation in global securities markets Banques - Traitement des titres ram Bourse ram Effectenhandel gtt Institutions financières - Législation ram Internationale kapitaalmarkt gtt Marché financier - Législation ram Regulering gtt Titres honorifiques et nobiliaires ram Bank Recht Banks and banking Securities processing Capital market Law and legislation Financial institutions Law and legislation Securities Securities industry Internationaler Wertpapiermarkt (DE-588)4467571-9 gnd Regulierung (DE-588)4201190-5 gnd |
| subject_GND | (DE-588)4467571-9 (DE-588)4201190-5 |
| title | Risk and regulation in global securities markets |
| title_auth | Risk and regulation in global securities markets |
| title_exact_search | Risk and regulation in global securities markets |
| title_full | Risk and regulation in global securities markets Richard Dale |
| title_fullStr | Risk and regulation in global securities markets Richard Dale |
| title_full_unstemmed | Risk and regulation in global securities markets Richard Dale |
| title_short | Risk and regulation in global securities markets |
| title_sort | risk and regulation in global securities markets |
| topic | Banques - Traitement des titres ram Bourse ram Effectenhandel gtt Institutions financières - Législation ram Internationale kapitaalmarkt gtt Marché financier - Législation ram Regulering gtt Titres honorifiques et nobiliaires ram Bank Recht Banks and banking Securities processing Capital market Law and legislation Financial institutions Law and legislation Securities Securities industry Internationaler Wertpapiermarkt (DE-588)4467571-9 gnd Regulierung (DE-588)4201190-5 gnd |
| topic_facet | Banques - Traitement des titres Bourse Effectenhandel Institutions financières - Législation Internationale kapitaalmarkt Marché financier - Législation Regulering Titres honorifiques et nobiliaires Bank Recht Banks and banking Securities processing Capital market Law and legislation Financial institutions Law and legislation Securities Securities industry Internationaler Wertpapiermarkt Regulierung |
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